ARTIFICIAL INTELLIGENCE IS NOT USED, IN WHOLE OR IN PART, IN THE SUMMARIES OF JUDICIAL AND QUASI-JUDICIAL DECISIONS PREPARED BY NYPPL

December 14, 2017

Terminated employee's civil rights violation claim dismissed pursuant to the doctrine of res judicata


Terminated employee's civil rights violation claim dismissed pursuant to the doctrine of res judicata
Russo v. City of New York, USCA, 2nd Circuit,  17-233-CV*

United States District Court for the Eastern District of New York  dismissed Anthony J. Russo's claim brought under 42 U.S.C. §1983. The district court sua sponte** dismissed Russo’s complaint pursuant to 28 U.S.C. §1915(e)(2)(B) and the doctrine of res judicata.***

Russo had been terminated by the New York City Board of Education as the result of an arbitration conducted pursuant to §3020-a of the New York State Education Law. Although Russo brought a CPLR Article 75 action challenging the arbitration award in New York State Supreme Court, the award was ultimately affirmed by the New York State Court of Appeals.

The Second Circuit affirmed the district court dismissal Russo’s complaint and the denial of his motion for reconsideration on the ground that Russo’s claims are barred by the doctrine of claim preclusion. We note at the outset that “the failure of a defendant to raise res judicata does not deprive a court of the power to dismiss a claim on that ground” in large part because of “the strong public policy in economizing the use of judicial resources by avoiding relitigation.

The Circuit Court then found that the dismissal Russo's petition on the basis of res judicata was appropriate in this case because Russo raises claims that are premised entirely on the same set of facts and alleged misconduct as the facts and misconduct alleged in his state court action, and because the initial state forum had the power to award the full measure of relief sought in this §1983 action.

Further, said the court, "even though Russo’s federal claims were not raised and litigated in his state action, there was no error in the district court’s decision to dismiss these claims on the grounds that they were barred by the state court judgment."

*N.B. Summary order - rulings by summary order do not have precedential effect. Citation to a summary order filed on or after January 1, 2007, is permitted and is governed by federal rule of appellate procedure 32.1 and the 2nd Circuit's local rule 32.1.1.

** An action taken by the court without a formal motion by a party.

*** A matter that has been adjudicated by a court of competent jurisdiction and as a result not be relitigated further by the same parties.

The decision is posted on the Internet at:


December 13, 2017

Selected reports posted in Employment Law News by WK Workday


Selected reports posted in Employment Law News by WK Workday
Source: Wolters Kulwer

Selected reports posted by WK Workday December 13, 2017
Click on text highlighted in color to access the full report 





Possessing “over-the-counter and, or, prescription drugs or harmful substances” on school property


Possessing “over-the-counter and, or, prescription drugs or harmful substances” on school property
Decisions of the Commissioner of Education, Decision No. 17,269

The lunch bag belonging to a student [W.H.] who is the subject of this appeal was found to have in it "over the counter medication.”  The principal advised W.H.'s parents [Petitioners ] that W.H. would be suspended for three days based upon his possession of “over the counter medication.” Petitioners told the principal that the pills were “vitamin C, Olive Leaf extract and Echinacea supplements.” 

The principal advised Petitioners that, in accordance with school policy, over the counter medications must be authorized by parents and physicians and may only be administered by the school nurse.  The principal requested that the student be immediately picked up from school. The school principal then advised Petitioners that W.H.'s possession of the supplements violated the portion of Marathon Central School District's code of conduct prohibiting “conduct that endangers the safety, morals, health, or welfare of others.”  A second letter described the supplements as “unknown substances” and noted that the student “admitted to having them in his possession.”

Petitioners subsequently met with the superintendent and the principal and explained that [1] they were aware of the district's policy concerning the administration of over-the-counter medications and [2] the pills which the student possessed were nutritional supplements, which the Food and Drug Administration considers food, not drugs. 

The superintendent declined to modify the student’s three-day suspension, and Petitioners thereafter appealed to school board. The president of the school board told Petitioners that the board had considered their appeal and upheld the three-day suspension and Petitioners appealed to the Commissioner seeking to have the student’s suspension be expunged from his record.

After considering a number of procedural issues, the Commissioner considered the merits of Petitioners' appeal and said that "in an appeal to the Commissioner, a petitioner has the burden of demonstrating a clear legal right to the relief requested and the burden of establishing the facts upon which petitioner seeks relief."

In this instance the Commissioner found that Petitioners had "met their burden of proof to show that [the school board's] decision was arbitrary and capricious. The Commissioner explained that Petitioners asserted, and the school board has not refuted, that the student possessed vitamins and herbal supplements which the Food and Drug Administration classifies as foods, not drugs.  Further, Petitioners admitted that they were and are aware of the school district's policy which prohibits the possession of “over-the-counter and, or, prescription drugs or harmful substances,” but contended that the “food” possessed by the student did not fall into any of these categories. 

In contrast the Commissioner found that the school board had not submitted any proof to refute Petitioners’ allegations or establish that the vitamins and herbal supplements at issue were over-the-counter drugs or harmful substances within the meaning of its policy that would support a finding that the student engaged in “conduct that endanger[ed] the safety, morals, health or welfare of others.”

Accordingly, the Commissioner ruled that "on this record" Petitioners have met their burden of proving that the student’s conduct was not prohibited by any portion of school board's code of conduct and ordered that W.H.'s suspension "be expunged from his record."

In addition, the Commissioner observed that:

1. Although the school district had argued that the supplements were subject to prohibition as “look-alike” drugs, this rationale is not supported by the evidence in the record as the school board had not established on this record that its code of conduct prohibits the possession of “look-alike” drugs or that the principal, superintendent or the school board relied upon such reasoning in imposing or upholding W.H.'s disciplinary penalty. 

2. Although the school board failed to demonstrate on this record that its code of conduct prohibits possession of vitamins, herbal supplements or “look-alike” drugs, nothing in this decision should be construed as prohibiting the school district from adopting a code of conduct which clearly apprises students and parents that students may be subject to discipline for the unauthorized possession of nutritional supplements, herbal remedies or look-alike drugs.

The decision is posted on the Internet at:


December 12, 2017

Payment for "workdays" occurring during a school recess to an individual while he or she is on leave without pay



Payment for "workdays" occurring during a school recess to an individual while he or she is on leave without pay
Decisions of the Commissioner of Education, Decision No. 17,265

Citing Matter of Hilferty, 23 Ed Dept Rep 53 and other decisions of the Commissioner of Education, Commissioner MaryEllen Elia said that in determining the number of working days for which a teacher is entitled to salary pursuant to Education Law §3101(3) no deduction should be made from salary when a teacher performs all the services required of teachers in the district during the month. Accordingly, under ordinary circumstances the days of absence during a school recess should be counted as working days in computing a teacher's compensation.

In contrast, Commissioner Elia, citing Appeal of Zaccaro, 51 Ed Dept Rep, Decision No. 16,336, said that Education Law §3101(3) should not be interpreted to confer a right to salary for a teacher who has been placed on unpaid leave pursuant to the leave provisions of the applicable CBA. 

In this appeal, the school district argued that a teacher [Petitioner] was not entitled to compensation for the days during a spring recess because, pursuant to the provisions set out in a collective bargaining agreement, [CBA], she had been placed on unpaid leave under FMLA. The school district contended that Petitioner had been granted medical leave based on her representation that she would be using the maximum number of allotted sick days with pay for her leave and continue her absence pursuant to the  "federal Family Medical Leave Act" for the remainder.

Following a six week paid medical leave pursuant to the CBA, Petitioner was placed on unpaid leave pursuant to the FMLA until her return on April 16.  However, the district's schools were closed from April 4 through April 13 for spring break, during which time teachers were not required to report to work, but received their regular pay. Petitioner alleged that the school district reduced the her paychecks to reflect the district’s improper recoupment of monies paid for the work days over spring recess.  Petitioner appealed the school district's actions.

Petitioner alleges that respondents violated Education Law §3101(3) by recouping eight days’ pay for April 4, through April 15.  Petitioner requests an order directing respondents to pay her for the eight days that were allegedly improperly recouped.

The school district responded to Petitioner's appeal to the Commissioner alleging that Petitioner [1] had failed to state a cause of action; [2] did not demonstrate that she had a legal right to the relief requested; [3] that the issue "is solely reviewable pursuant to the district’s CBA, not in an appeal to the Commissioner"; and, in any event, [4] Petitioner was not entitled to pay prior to the stated return date in her request for leave, April 16.

Addressing a procedural issue, the Commissioner noted that Petitioner's employee organization, on behalf of Petitioner, commenced a grievance proceeding pursuant to the CBA regarding this matter seeking identical relief after Petitioner had filed her §301 appeal the Commission and which grievance was still pending.

Commissioner Elia opined that "It is well-settled that a school employee who has elected to submit an issue for resolution through a contractual grievance procedure may not bring an appeal pursuant to Education Law §310 for review of the same matter." She then ruled that "[i]n light of the strong public policy favoring internal grievance mechanisms and the finality of grievance processes in collective bargaining that was articulated by the Court of Appeals in Matter of Board of Education, Commack UFSD v. Ambach , 70 NY2d 501, Petitioner’s employee organization's subsequent filing of a grievance on the same issue of contractual interpretation and seeking the same relief has "divested the Commissioner of jurisdiction over the determinative issue in this appeal."*

Even though Petitioner's §310 appeal was filed before the employee organization filed its contract grievance on behalf of Petitioner, Commissioner Elia concluded that she must dismiss Petitioner's appeal under the doctrine of election of remedies.  To hold otherwise, reasoned the Commissioner, would create an unacceptable risk of conflicting decisions interpreting the relevant CBA provision and that "a decision under Education Law §310 that conflicts with a final determination in grievance arbitration would be in violation of the principles articulated by the Court of Appeals [in Commack]".



* Editor's comment: The decision indicates that the Commissioner elected to yield jurisdiction to the arbitration process to avoid "an unacceptable risk of conflicting decisions interpreting the CBA and a decision by the Commissioner interpreting the Education Law. The courts, however, have held that in the event a CBA provision conflicts with a right provide to an employee by statute, the statute controls.



For example, New York State's Civil Service Law provides that a permanent employee's seniority controls in the event of a layoff. This element – seniority – cannot be diminished or impaired by the terms of collective bargaining agreement as demonstrated by City of Plattsburgh v Local 788, 108 AD2d 1045.


In Plattsburgh the issue concerned the application of a Taylor Law contract provision dealing with seniority in a layoff situation. The collective bargaining agreement between Plattsburgh and the Union provided if there were to be demotions in connection with a layoff, the "date of hire" was to be used to determine an employee's seniority. However, the "date of hire" might not necessarily be the same date that is to be used to determine an individual's service for seniority purposes under State law in the event of a layoff, i.e., the individual's date of initial permanent appointment in public service.


For example, assume Employee A was provisionally appointed on January 1, and  Employee B was provisionally appointed February 1, of the same year. Employee B, however, was permanently appointed on March 1 of the same year, while Employee A was permanently appointed a month later, on April 1.


Under the terms of the Local 788 collective bargaining agreement A would have greater seniority for layoff purposes than B. But §§80 and 80-a of the Civil Service Law provides that the date of an individual's most recent, uninterrupted "permanent appointment" determines his or her seniority for the purposes of layoff and so, under the law, B would have greater seniority than A.


When the City laid off A rather than B, the Union grieved, contending that under the seniority provision in the collective bargaining agreement, B should have been laid off. The City, on the other hand, argued that Civil Service Law §80 controlled and thus A,  having
less seniority than B and had to be laid off before B.



Plattsburgh sought, and won, a  court order prohibiting arbitration. The court held that §80 of the Civil Service Law "reflects a legislative imperative" that the City was powerless to bargain away.


It would appear that the rational set out in Plattsburgh should control in this instance. Absent legislative authority to enter into collective bargaining with respect to an employee benefit conferred by law, here the provisions of Education Law §3101(3), the law would control. 

The decision is posted on the Internet at:

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