Negotiating disciplinary procedures applicable
to the police officers of a town with the town held a prohibited subject
of collective bargaining
Town of Wallkill v Civil Serv. Empls. Assn., Inc. (Local 1000, AFSCME, AFL-CIO,
Town of Wallkill Police Dept. Unit, Orange County Local 836), 2012 NY
Slip Op 07146, Court of Appeals
Although for more than a decade collective bargaining
agreements (CBA) between the Town of Wallkill (the Town) and the Town of
Wallkill Police Officers' Benevolent Association, Inc. (PBA) provided
that police officers subject to discipline by the Town had the right to a
hearing before a neutral arbitrator, in 2007 the Town adopted Local Law No. 2,
which sets forth disciplinary procedures for police officers different than
those set out in the CBA.
Essentially the new disciplinary procedure did not provide
for arbitration but instead provided that a disciplinary hearing would be
conducted by “a Town Board member or a designee of the Town Board” rather than submitted to arbitration. The Board member
or the designee was to issue a decision “with recommended findings of fact and
a suggested disciplinary penalty.” The Town Board would then review the hearing officer's findings and recommendation, render a final determination of
the charges and if the police officer was found guilty of one or more of the disciplinary charges and specifications, impose a penalty "consistent with the provisions of the
New York State Town Law."* Any appeal from such
determination was subject to review pursuant to a CPLR Article 78** proceeding in
Supreme Court.
Following its enacting Local Law No. 2, the Town initiated
disciplinary action against two police officers and the PBA filed demands for arbitration on behalf of the police officers. The Town’s Article 75 application
for a permanent stay of arbitration was denied by Supreme Court, which granted
the PBA’s cross-petition to compel arbitration.
The Court of Appeals sustained the Appellate Division’s
ruling, explaining that notwithstanding “the strong and sweeping policy of the
State to support collective bargaining under the Taylor Law," police
discipline may not be a subject of collective bargaining under the Taylor Law “when
the Legislature has expressly committed disciplinary authority over a police
department to local officials."
Although Civil Service Law §§75 and 76 generally provide for
"the procedures for disciplining public employees, including police
officers," and where applicable, "police discipline may be the
subject of collective bargaining," the Court of Appeals noted that Civil
Service Law §76(4) also states that "[n]othing contained in
section seventy-five or seventy-six of this chapter shall be construed to
repeal or modify any general, special or local"
preexisting laws.”***
In this instance the Court of Appeals concluded that “that
the Town properly exercised its authority to adopt Local Law No. 2 pursuant to
Town Law §155." Accordingly, the Court held that “police discipline resides with
the Town Board and is a prohibited subject of collective bargaining between the
Town and the PBA.”****
* Town Law §155,. In the
words of the Court of Appeals, Town Law §155 is “a general law enacted prior to
Civil Service Law §§75 and 76, commits to the Town the power and authority
to adopt and make rules and regulations for the examination, hearing,
investigation and determination of charges, made or preferred against any
member or members of such police department."
** Town Law §155 sets out a 30-day statute of limitations for filing such a petition.
*** Civil Service Law §76(4) continues the provision set out in §22.3 of the Civil Service of 1909, as amended, to this end.
*** Significantly, the Court ruled that negotiating
such disciplinary procedures is a "prohibited subject of collective bargaining" with respect to a town and an employee organization representing the police
officers of the town, rather than holding that such negotiation is a "non-mandatory" subject of collective bargaining within the meaning of the Taylor Law [Civil Service Law Article 14].
The decision is posted on the Internet at: http://www.courts.state.ny.us/reporter/3dseries/2012/2012_07146.htm
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