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Jul 15, 2015

Advisory opinions of the New York City Corporation Counsel



Advisory opinions of the New York City Corporation Counsel
2015 NY Slip Op 05887, Appellate Division, First Department

In this action a
trustee [Trustee] on the Police Pension Fund (PPF) Board of Trustees sought a court order prohibiting the New York City Corporation Counsel from providing statutory interpretation and legal direction to the New York City Police Pension Fund Medical Board regarding the application of Administrative Code of City of NY §13-254. §13-254 sets out a mechanism for a police officer retired on disability to be reexamined by the Medical Board with an eye toward returning to City employment, either at the pensioner's own request or by application of the Board of Trustees.

The Appellate Division said that the Medical Board is the Corporation Counsel’s client and that such a communication falls well within his broad duty to "conduct all the law business of the city and its agencies,” rejecting Petitioner's argument that such communication was barred by attorney-client privilege attaching to either the Board of Trustees or Trustee individually.

Further, said the court, the Board of Trustees is empowered to differ with its counsel on matters of statutory interpretation and reach its own position on such questions, citing Seiferheld v Kelly, 16 NY3 561.

In the words of the court, "… the trustees should weigh the advice of the City's Law Department in deciding the question, but the decision is theirs, subject to appropriate judicial review."

The decision is posted on the Internet at:

A member of the NYS Employees’ Retirement System must file a timely application in order to be eligible to receive a disability retirement allowance


A member of the NYS Employees’ Retirement System must file a timely application in order to be eligible to receive a disability retirement allowance
2015 NY Slip Op 04907, Appellate Division, Third Department

A correction officer [Officer] employed by the Department of Corrections and Community Supervision [DOCCS] received two notices of discipline and, as a result of those notices, was suspended without pay.

In February 2012, Officer entered into a settlement agreement [Settlement] with DOCCS in full satisfaction of both notices of discipline. The Settlement provided that, for a two-week period, Officer would be both placed on administrative leave with pay and "on [the] payroll." The parties also agreed that the Settlement did not provide for or allow petitioner, during that two-week period, to perform any of the services for DOCCS for which he had been hired.

During that two-week period and in March 2012, Officer applied for disability retirement benefits and performance of duty disability retirement benefits. A Hearing Officer found that both of the applications submitted by Officer were untimely as a matter of law. The Comptroller adopted the findings of the Hearing Officer and rejected both the Officer’s applications for disability retirement benefits and his application for performance of duty disability retirement benefits.

The Comptroller found that Retirement and Social Security Law [RSSL] §507-a(b)(2) required that "an application be filed within three months from the last date the member was being paid on the payroll" includes the requirement that such a member be receiving payments for services rendered while working. Notably, the courts have held that the same phrase "on the payroll," used in RSSL §605(b)(2) contains a requirement that payments “are for services rendered while working.”

Officer appealed the Comptroller’s determination.

The Appellate Division sustained the Comptroller’s decision explaining that “[t]he Comptroller is vested with the exclusive authority to resolve applications for any form of retirement benefits.”  If the Comptroller's application and interpretation of the relevant statutes are not irrational, unreasonable or contrary to the statutory language, his determination will be upheld by the court.

Considering the events giving rise to this action, the court said that Comptroller's interpretation of RSSL §507-a(b)(2) “is consistent with this Court's construction of the identical phrase in RSSL§605(b)(2) and legislative history supports the conclusion that the identical phrases in those two provisions should be given the same construction.” Thus, said the court, the Comptroller’s interpretation of RSSL §507-a(b)(2) as requiring payment for services rendered while working is not irrational, unreasonable or contrary to the statutory language.

Citing Officer’s concession that he did not render “any services while working” after August 2009, the “Appellate Division confirmed the Comptroller’s determination” that Officer’s March 2012 application for disability retirement benefits was untimely.

The court reach the same conclusion regarding Officer's application for benefits pursuant to RSSL §507-b, whereby "[t]o be effective, an application for performance of duty disability retirement under [RSSL] §507-b . . . shall be filed within two years after the member is first discontinued from service, as provided . . . under . . . subdivision a of [RSSL §] 63" and a member is only entitled to a retirement allowance if the application is timely in relationship to the member being "[a]ctually in service upon which his [or her] membership is based."

As Officer “did not perform the services that entitled him to membership after August 2009,” the Appellate Division also confirmed the Comptroller’s determination that his March 2012 application for performance of duty disability retirement benefits was untimely.

The decision is posted on the Internet at:

Jul 14, 2015

Employee terminated because of a pattern of aggressive and inappropriate workplace conduct


Employee terminated because of a pattern of aggressive and inappropriate workplace conduct
2015 NY Slip Op 05422, Appellate Division, First Department

The Administrative Law Judge [ALJ] sustained three charges of misconduct against the employee [Petitioner] and Petitioner was terminated from his employment. Petitioner initiated an action pursuant to CPLR Article 78 challenging the ALJ’s findings, which Supreme Court transferred to the Appellate Division as the decision to dismiss Petitioner was made following an administrative hearing.

The Appellate Division sustained the ALJ’s decision, finding that substantial evidence supports the determination that Petitioner committed the charged acts of misconduct. The record, said the court, shows that Petitioner engaged in a pattern of aggressive and inappropriate workplace conduct, and there exists no basis to disturb the credibility determinations made by the ALJ.

The decision is posted on the Internet at:

A Reasonable Disciplinary Penalty Under the Circumstances - a 442-page volume focusing on determining an appropriate disciplinary penalty to be imposed on an employee in the public service in instances where the employee has been found guilty of misconduct or incompetence. Now available in two formats - as a large, paperback print edition, and as an e-book. For more information click on


Employer required to consider providing a reasonable accommodation after employee placed on workers’ compensation leave


Employer required to consider providing a reasonable accommodation after employee placed on workers’ compensation leave
2015 NY Slip Op 05147, Appellate Division, Second Department

An employee [Employee] was injured on the job and as a result of her injury she was unable to work and was placed on leave of absence without pay pursuant to Civil Service Law §71, Workers’ Compensation Leave.*

About a year after being placed on leave pursuant to §71, the appointing authority sent Employee “a notice of proposed termination” of her employment** pursuant to Civil Service Law §71. Employee challenged the proposed termination and sought reinstatement prior to the effective date of her termination.

The appointing authority [Agency] denied Employee’s request, without ordering a new independent medical examination, on the grounds that the Employee [1] had failed to demonstrate that she was medically fit to return to work and [2] had failed to provide the appointing authority with a date by which she would be able to return to full duty. Ultimately Employee was terminated.

In an action to recover damages for unlawful discrimination in employment on the basis of disability and retaliation in violation of Executive Law §296, Employee appealed so much of an order of the Supreme Court dismissing her first cause of action in which she had alleged discrimination in employment on the basis of disability.

The Appellate Division reversed the Supreme Court’s granting the Agency motion for summary judgment dismissing Employee’s first cause of action in which she alleged unlawful discrimination in employment on the basis of disability, holding that the motion should have been denied.

Civil Service Law §71, Workers’ Compensation Leave, provides that an individual injured on the job and unable to perform the duties of his or her position is entitle to at least one year of leave without pay unless his or her disability is of such a nature as to permanently incapacitate him or her for the performance of the duties of his or her position.

Employee commenced this action, contending that the Agency discriminated against her because of her disability by failing to provide a reasonable accommodation in the form of light duty or additional time for recovery.

In the words of the Appellate Division, "The employer has a duty to move forward to consider accommodation once the need for accommodation is known or requested," explaining that:

1. An employer normally cannot obtain summary judgment on a disability discrimination claim pursuant to Executive Law §296 "unless the record demonstrates that there is no triable issue of fact as to whether the employer duly considered the requested accommodation; and 

2. An employer cannot present such a record "if the employer has not engaged in interactions with the employee revealing at least some deliberation upon the viability of the employee's request.

Viewing the evidence in the light most favorable to Employee, the Appellate Division found that the Employee’s responses to the notice of proposed termination could reasonably have been understood as a request for accommodation which Agency rejected by terminating the Employee’s employment based on her inability to return to work within the one year permitted under Civil Service Law § 71.

The Appellate Division concluded that Agency failed to establish, prima facie, that it had engaged in a good faith interactive process that assessed the needs of Employee and the reasonableness of her requested 

* §71 permits an employee to use any and all available leave credits until exhausted in order to remain on the payroll while on Workers’ Compensation Leave.

** §71 provides for the reinstatement of the employee after separation for disability if the individual applies for such reinstatement within one year of the termination of his or her disability [Duncan v NYS Developmental Center, 63 NY2d 128].
 
The decision is posted on the Internet at:

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Jul 13, 2015

Courts do not have discretion to hear an untimely Article 75 action challenging an administrative determination


Courts do not have discretion to hear an untimely Article 75 action challenging an administrative determination
2015 NY Slip Op 05406, Appellate Division, First Department

Supreme Court denied a petition seeking to vacate an arbitration award upholding an administrative determination made after a hearing conducted pursuant to a collective bargaining agreement between the Employee's union and the employer terminating the employee from her position and confirmed the arbitration award, unanimously affirmed, without costs.

The Appellate Division held that Supreme Court properly held this special proceeding, commenced pursuant to CPLR Article 78, was in the nature of a CPLR article 75 proceeding challenging the award rendered by the arbitrator pursuant to the grievance procedures set forth in the collective bargaining agreement with Petitioner's union.

Accordingly, Supreme Court had properly dismissed the petition on the ground that it was untimely filed pursuant to the applicable 90-day statute of limitations set out in CPLR §7511[a]), based on Petitioner's admission that she received formal notice of the arbitration award on July 6, 2012.

The fact that Petitioner's pro sestatus in this action, said the Appellate Division, is not a basis to reach the merits of her claim.

An individual who is acting as his or her own attorney in a court action is said to be acting “pro se.

The decision is posted on the Internet at:

NYPPL Publisher Harvey Randall served as Principal Attorney, New York State Department of Civil Service; Director of Personnel, SUNY Central Administration; Director of Research, Governor’s Office of Employee Relations; and Staff Judge Advocate General, New York Guard. Consistent with the Declaration of Principles jointly adopted by a Committee of the American Bar Association and a Committee of Publishers and Associations, the material posted to this blog is presented with the understanding that neither the publisher nor NYPPL and, or, its staff and contributors are providing legal advice to the reader and in the event legal or other expert assistance is needed, the reader is urged to seek such advice from a knowledgeable professional.

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