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November 09, 2015

A court’s review of a determination by the Commissioner of Human Rights is limited to the issue whether substantial evidence supports the determination



A court’s review of a determination by the Commissioner of Human Rights is limited to the issue whether substantial evidence supports the determination
Monti v New York State Div. of Human Rights, Serv. Empls. Intl. Union, AFL-CIO, Local 200 United, 2015 NY Slip Op 07092, Appellate Division, Fourth Department
Zajac v New York State Div. of Human Rights & Serv. Empls. Intl. Union, Local 200 United, 2015 NY Slip Op 07097, Appellate Division, Fourth Department

The Commissioner of the New York State Division of Human Rights, adopting the findings and recommendation of the Administrative Law Judge [ALJ] who conducted the administrative hearing concerning their respective complaints, dismissed the complaint filed by Carl A. Monti and the complain filed Corrine Zajac alleging Local 200 had subjected them to unlawful discrimination in violation of the State’s Human Rights Law.

In both actions the Appellate Division unanimously confirmed the decisions of the Commissioner of Human Rights and dismissed their respective petitions.

The Appellate Division explained that its review of a determination by the Commissioner of Human Rights is limited to the issue of whether substantial evidence supports the Commissioner's determination. Further, said the court, an ALJ’s assessment of credibility of the testimony given by the witnesses testifying at the hearing is "unassailable," and the determination must be confirmed if the testimony credited by the ALJ is supported by substantial evidence.

With respect to Monti’s complaint the court said that it concluded that substantial evidence supported the ALJ's determination that Monti failed to establish a prima facie case of unlawful retaliation and that Monti’s termination was based upon legitimate, nondiscriminatory reasons.

Addressing Corinne Zajac’s appeal, the Appellate found that Zajac had not met her burden of establishing that Local 200 had engaged in unlawful discrimination when it terminated her employment. Zajac had alleged that she had been terminated by Local 200  in “retaliation for filing an age discrimination complaint.” Nor, said the court, did Zajac submit any complaint, much less evidence, that Local 200 had further retaliated against her by denying her severance benefits.

The Monti decision is posted on the Internet at:

The Zajac decision is posted on the Internet at:
http://www.nycourts.gov/reporter/3dseries/2015/2015_07097.htm
Motion to appeal: Motion, insofar as it seeks leave to appeal as against respondent Service Employees International Union, Local 200 United, dismissed as untimely (see CPLR 5513[b]); motion, insofar as it seeks leave to appeal as against respondent New York State Division of Human Rights, denied.

November 07, 2015

Selected Reports issued by the Office of the State Comptroller during the week ending November 7, 2015


Selected Reports issued by the Office of the State Comptroller during the week ending November 7, 2015
Click on text highlighted in color to access the full report 

Guilty plea of the theft of $78,000 of NYSERS pension benefits
New York State Comptroller Thomas P. DiNapoli and Attorney General Eric T. Schneiderman announced the guilty plea of Terence Fitzpatrick, 53, of Monmouth County, New Jersey, to the crime of Attempted Grand Larceny in the Second Degree, a class D felony, in Albany County Court. Fitzpatrick faces a maximum penalty of 2 and 1/3 to 7 years in prison.
http://www.osc.state.ny.us/press/releases/nov15/110515a.htm?utm_source=weeklynews20151108&utm_medium=email&utm_campaign=110515arelease 

New York State Comptroller Thomas P. DiNapoli”s office completed the following audits of political subdivisions of the State:

Village of Clayville – Board Oversight
The clerk-treasurer did not provide the board with comprehensive financial reports so that it could properly oversee the village’s financial activities. In addition, the board did not ensure that the clerk-treasurer filed the village’s annual financial reports in a timely manner.

Cortland Housing Authority – Financial Condition
Housing authority officials have worked effectively to maintain a strong financial position by controlling expenditures.

Essex Fire District #2 – Cash Disbursements
The board does not provide adequate oversight of the district’s cash disbursements. The treasurer did not prepare monthly bank reconciliations or reports, or prepare and file the district’s annual reports with the Office of State Comptroller for the past two years.

Lockport Public Library – Claims Processing
The board did not routinely audit and approve claims prior to payment. Instead, claims were audited and approved for payment by the director, who also signed the disbursement checks to pay the claims.

Port WashingtonFire Department – Budgeting
The board’s adopted budgets have not accurately portrayed expected department operating costs to the companies and the public. Furthermore, by relying on net assets to fund budget shortfalls, the department is not adopting structurally balanced budgets and is instead funding recurring expenditures with one-shot uses of accumulated net assets.

Roosevelt Fire District – Fire Station Project
Auditors reviewed the process used to construct a new fire station as well as construction-related expenditures and found that the expenditures were within the board-approved amount. However, the board did not enter into written agreements with four contractors that provided services during the project.

Town of
Sidney – Budget Review
The significant revenue and expenditure projections in the preliminary budget are reasonable. The town took appropriate action to implement or resolve recommendations contained in the 2014 budget review report issued in November 2014. The town’s proposed budget complies with the property tax levy limit.

Stony Creek Volunteer Fire Company – Cash Disbursements
The board did not establish effective internal controls to address a lack of segregation in the treasurer’s cash disbursement duties. The board did not establish policies or implement any procedures governing debit card use or review or approve any card-related transactions.

Western Sullivan Public Library – Library Operations
The library’s fixed costs for operating its three buildings are high, and officials did not perform any comparative cost analysis of operations or segregate cost information by building.

November 06, 2015

Recent appointments in the Executive Chamber and by State departments and agencies



Recent appointments to the Executive Chamber and by State departments and agencies
Source: Office of the Governor

On November 5, 2015, Governor Andrew M. Cuomo announced the following  appointments to his administration and to State departments and agencies:

Joanne Choi has been appointed Assistant Director of Constituencies for Asian American Affairs for the Executive Chamber. Ms. Choi is currently the Queens Community Liaison for the New York City Department of Health and Mental Hygiene. Previously, she served as a constituent liaison for Congresswoman Grace Meng, and also has experience in community and constituency relations from the Congresswoman’s 2012 campaign and previously-held Assembly office. Ms. Choi earned a B.A. in political science and an M.A. in public policy from Stony Brook University.

Ruth Noemí Colón has been appointed Vice President of Corporate Shared Services for the New York Power Authority (NYPA). Ms. Colon has worked for NYPA since 2011, most recently as Director of Administration and Environmental Justice. Prior to her work with NYPA, she served in various roles at the New York State Department of State, most recently as Acting Secretary of State from 2010 to 2011, as well as the New York City Housing Authority. She holds both a B.A. and an M.A. from the University of Puerto Rico – San Juan, as well as a J.D. and International Law Certificate from the Pace University School of Law.

Lisa Bova-Hiatt has been appointed Executive Director of the Governor’s Office of Storm Recovery. Ms. Bova-Hiatt has served with the Office of Storm Recovery since January 2014, first as General Counsel, then Acting Chief Operating Officer and most recently as its Acting Executive Director. Previously, she served in the administration of New York City Mayor Michael Bloomberg doing legislative affairs. She also held a variety of senior positions with the New York City Law Department between 1995 and 2014. Ms. Bova-Hiatt received her B.S in business administration from Villanova University, and her J.D. from Brooklyn Law School.

Kitty Kay Chan has been appointed New York State Chief Data Analytics Officer. She is currently the Chief Economist at the Department of Financial Services. Previously Dr. Chan served as the Chief Economist and Director of Audit and Review for the New York State Joint Commission on Public Ethics, and as a Deputy Inspector General for the New York State Inspector General’s Office. Before that, she served as the Director of Economics for the New York State Office of the Attorney General and held positions at the US Federal Communication Commission, the US Department of Agriculture, and a private economic consulting firm. Dr. Chan has taught at New York University, and currently teaches at Columbia. She was a National Science Foundation Fellow and holds a Ph.D. in Economics and a Doctoral Certificate in Environmental Sciences, Policy, and Engineering from the University of Southern California.

Norma Ramos has been appointed Deputy Secretary for Civil Rights. Ms. Ramos has served as the Executive Director of the Coalition Against Trafficking of Women, and previously was the Executive Director of the South Bronx Clean Air Coalition. In addition, she has held positions at the New York City Department of Environmental Protection and the U.S. Environmental Protection Agency. Ms. Ramos has a B.A. From Fordham University, and a J.D. From Temple University School of Law.

Caroline Griffin has been appointed Chief of Staff for DASNY where she is responsible for overseeing intergovernmental relations and managing the Communications + Marketing Department, as well as coordinating policy and operations across DASNY’s multiple business lines. Ms. Griffin has served in the Executive Chamber for Governor Cuomo since 2011, most recently as his Director of Intergovernmental Affairs. Previously, she served in the Office of Intergovernmental Affairs for the administrations of both Governor David Paterson and Governor Eliot Spitzer. Ms. Griffin holds a B.A. in Communications from Boston College.

Kim Nadeau has been appointed Chief Financial Officer and Treasurer of the Dormitory Authority of the State of New York. Ms. Nadeau is currently Vice President for Accounting and Controller at US Light Energy (USLE). Prior to her work with USLE, she served as a Vice President of Accounting and Controller for CH Energy Group, Inc. from 2006 to 2014, and previously held various positions for Northeast Utilities for 1995 to 2006, as well as Coopers and Lybrand LLP from 1989 to 1995. Ms. Nadeau holds a B.S. in Accounting, an M.B.A. and a J.D. from the University of Connecticut.

Emily Saltzman has been appointed Assistant Vice President/Director, Office of Economic Opportunity and Partnership Development, at NYS Homes & Community Renewal. Ms. Saltzman has served as the Director of Community Affairs to Governor Andrew M. Cuomo since 2011. Before joining the Executive Chamber of the State of New York, Ms. Saltzman represented a range of nonprofits, corporations and associations as Government Relations Manager at Brown and Weinraub PLLC. She also held positions at Manhattanville College, Ticketmaster/Citysearch and the New York City Council and served as Assistant Director of Intergovernmental and Constituency Affairs under former Governor Mario M. Cuomo. Ms. Saltzman holds a B.A. from Dartmouth College and an M.P.A. from Columbia University School of International and Public Affairs.

November 05, 2015

Recent decisions by New York City's Office of Administrative Trials and Hearing Administrative Law Judges



Recent decisions by New York City's Office of Administrative Trials and Hearing  Administrative Law Judges

Employee’s conduct on the job found guilty of creating a risk to others at the workplace
OATH Index No. 1236/14

OATH Administrative Law Judge Kara J. Miller found an employee threatened a stationary engineer on two occasions, improperly lowered medical air pressure, failed to follow a directive to put oil in the air compressor, and left his post and created a potentially hazardous situation by failing to tighten the feed valve on the regulator for one of the boilers.

Judge Miller credited the engineer's testimony that after an alarm sounded in the boiler room, the employee stormed into the engineer's room, asked what was going on, picked up the engineer's computer monitor and lifted it in the air while threatening the engineer. The ALJ also credited the engineer's testimony that the employee had approached him in the parking lot as he was walking to his car and threatened him in a loud and profane manner.

ALJ Miller recommended termination of the employee be terminated from his position, finding that his conduct created a risk to others working at the facility. 

The decision is posted on the Internet at:



Correction officer found guilty of violating a number of his agency’s rules
OATH Index No. 1962/15

A New York City correction officer [CO] was found to have been absent from his residence without authorization while on sick leave and was given instructions to report to the Department’s Health Management Division [HMD] with his shield, his identification [ID] and his personal firearms.

When he reported to HMD, he was placed on immediate suspension because it was his fourth violation. He surrendered his shield and ID but not his firearm, stating that the weapon was at his other residence in Pennsylvania. Although directed to await an escort to accompany him to the Pennsylvania residence to retrieve the firearm, the CO left the facility. The CO then claimed to have found the weapon at his Brooklyn residence on the following day.

OATH Administrative Law Judge Ingrid M. Addison found the CO insubordinate for being out of residence without authorization, failing to surrender his firearm when requested, disobeying the order to remain at HMD, and failing to promptly notify the Department that he had legally changed his name.

Judge Addison recommended that the CO be termination from his position.

The decision is posted on the Internet at:
http://archive.citylaw.org/wp-content/uploads/sites/17/oath/15_cases/15-1962.pdf

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