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November 11, 2017

Employee Scheduling Regulations proposed by the New York State Department of Labor


Employee Scheduling Regulations proposed by the New York State Department of Labor
Source: New York State Department of Labor

The Department of Labor has filed proposed rules addressing  what is commonly called as "just-in-time," "call-in" or "on-call" scheduling.

The text of the proposed regulation is posted on the Internet at:

The full rulemaking package will appear in the November 22, 2017 issue of the State Register, and will be subject to a comment period for 45 days from that publication date. You may submit a comment on this proposed regulation by sending an email addressed to hearing@labor.ny.gov.

The Department of Labor developed these regulations after conducting four hearings and receiving testimony. Information concerning these hearings is posted on the Internet at:



November 10, 2017

A school employee who elected to submit an issue for resolution through a contractual grievance procedure may not appeal the same issue to the Commissioner of Education pursuant to Education Law §310


A school employee who elected to submit an issue for resolution through a contractual grievance procedure may not appeal the same issue to the Commissioner of Education  pursuant to Education Law §310
Decisions of the Commissioner of Education, Decision No. 17,235

In this appeal to the Commissioner of Education, the petitioner [Petitioner] contended that certain actions taken by school district administrators [District] and the president of employee organization [Association] of a recognized or certified employee organization  for the purposes of collective bargaining under Article 14 of the Civil Service Law, the Taylor Law, were contrary to the terms of the relevant collective bargaining agreement [CBA] between the Association and the District.

The Association sought dismissal of the allegations filed against the Association on the ground that unions and their representatives are not subject to the jurisdiction of the Commissioner in an appeal filed pursuant to Education Law §310.

The Commissioner agreed, holding that the Petitioner's appeal against the Association must be dismissed for "lack of jurisdiction." The Commissioner explained that "It is well-settled that union organizations and their representatives are not subject to the jurisdiction of the Commissioner of Education under Education Law §310," and dismissed Petitioner's claims against the Association.

With respect to Petitioner's claims against the District, the Commissioner ruled that this branch of Petitioner's appeal must be dismissed for two reasons: lack of jurisdiction and election of remedies. 

The Commissioner explained that "It is well-settled that a school employee who elected to submit an issue for resolution through a contractual grievance procedure may not bring an appeal to the Commissioner pursuant to Education Law §310 for review of the same matter."*

In the alternative, the Commissioner observed that Petitioner’s contract claims also would be dismissed under the doctrine of election of remedies as a prior commencement of an action or proceeding in another forum for the same or similar relief constitutes an election of remedies which precludes the initiation of an appeal to the Commissioner of Education.

* In Antinore v State, 40 NY2d 6, the court said that a union could bargain away the employee’s statutory disciplinary rights in favor of an alternative disciplinary procedure so long as the alternate procedure provided constitutional due process protections equivalent to those available under the statutory procedure that it replaced where the law permitted the negotiation of such an alternative disciplinary procedure.

The decision is posted on the Internet at:

November 09, 2017

Where an administrative interpretation of a law or rule has a rational basis the court will affirm the ruling even if it would have interpreted the provision differently


Where an administrative interpretation of a law or rule has a rational basis the court will affirm the ruling even if it would have interpreted the provision differently

Matter of United Fedn. of Teachers v City of New York, 2017 NY Slip Op 07324, Appellate Division, First Department

Supreme Court denied the United Federation of Teachers, Local 2, AFT, AFL-CIO [UFT] Article 78 petitions seeking, among other things, the annulment of the determination of the New York City Board of Collective Bargaining [Board] that UFT had breached its duty of fair representation it owed to its member, Jose Morales. The court directed UFT and the City of New York to process Morales's grievance "pursuant to the contractual grievance process without accepting any defense based on the untimeliness of the appeal."*

The City and UFT appealed the Supreme Court's ruling.

Finding that the Board's determination is not arbitrary and capricious, inconsistent with lawful procedures, or an abuse of discretion, the Appellate Division affirmed the lower court's ruling and dismissed the City's and UFT's appeals. The Appellate Division said that UFT was not deprived of an opportunity to establish an excuse for its conduct, because it was obligated to set forth a statement of facts and legal arguments in its answer to Morales's second improper practice petition, and UFT had the right to submit evidence in support of that answer.

Addressing UFT's contention that it was not required to pursue the appeal under a provision of the collective bargaining agreement, the Board noted that "If the grievant is not satisfied with the determination of the agency head or designated representative the grievant or the Union [sic] may appeal to the Commissioner of Labor Relations in writing within ten (10) workdays of the determination."

In Matter of Uniformed Firefighters Assn. of Greater N.Y. v City of New York, 114 AD3d 510, leave to appeal denied, 23 NY3d 904, the court held that "if the [Board's] determination has a rational basis, we must affirm, even if this Court would have interpreted the provision differently."

Significantly, the Appellate Division observed that the Board interpreted the provision's language emphasized above permits UFT "to decline to pursue a grievance in the first place, but [did] not to excuse a union from exercising diligence in appealing from an adverse Step II determination once the union has begun to represent an employee." The Appellate Division said it "must defer to this reasonable interpretation" by the Board.


* The Appellate Division noted the absence of any apparent excuse for UFT's failure to file the appeal for more than four months after the expiration of the contractual 10-business-day deadline to file an appeal from a Step II determination.

The decision is posted on the Internet at: 
http://www.nycourts.gov/reporter/3dseries/2017/2017_07324.htm


November 08, 2017

An applicant's possession of a Certificate of Relief from Disabilities does not, in and of itself, establish an entitlement to employment


An applicant's possession of a Certificate of Relief from Disabilities does not, in and of itself, establish an entitlement to employment
2017 NY Slip Op 07306, Appellate Division, First Department


The New York City Department of Education [DOE] rejected the application for security clearance for a position as a public school cleaner submitted by the Petitioner in an Article 78 action. Petitioner brought the Article 78 action seeking a court order annulling DOE's action. Supreme Court granted the petition and remanded the matter to DOE for further proceedings. DOE thereupon appealed the Supreme Court's ruling.

Citing Matter of Dempsey v New York City Department of Education, 25 NY3d 291, the Appellate Division unanimously reversed the Supreme Court's decision "on the law" and dismissed Petitioner's Article 78 action.

The court explained that the denial of Petitioner's application for security clearance for a position as a public school cleaner has a rational basis in the record and was not arbitrary and capricious in view of DOE's finding that Petitioner's misdemeanor conviction "caused grave concern when considering his moral character, and indicated poor judgment and reckless behavior."

Further, said the Appellate Division DOE's action is supported by the facts surrounding Petitioner's subsequent conviction for petit larceny, which conviction "bears a direct relationship to Petitioner's application for security clearance," supports DOE's concluding that Petitioner's employment would pose "an unreasonable risk to property or the safety and welfare of specific individuals or the general public."

Noting that DOE properly considered the factors enumerated in Article 23-A of the Correction Law* with respect to the employment of an individual having a previous criminal conviction, the court opined that the fact that DOE gave greater weight to factors unfavorable to the Petitioner than to those favorable to him did not support the conclusion that DOE did not consider such favorable factors. 

Another element considered by the Appellate Division was that Petitioner submission of a Certificate of Relief from Disabilities in support of his application for employment. The court, however, ruled that although such a Certificate "creates 'a presumption of rehabilitation' it does not establish an entitlement to employment." §753.2 provides that "In making a determination pursuant to section seven hundred fifty-two of this chapter, the public agency or private employer shall also give consideration to a certificate of relief from disabilities or a certificate of good conduct issued to the applicant, which certificate shall create a presumption of rehabilitation in regard to the offense or offenses specified therein."

Lastly, the Appellate Division noted that Petitioner's failed to disclose a prior termination and criminal record in violation of DOE's rules and regulations. This omission, said the court, provided an "independent and rational basis for denying security clearance" to Petitioner.

* §753.1 of Article 23-A of the Correction Law sets out the factors to be considered with respect to the employment of an applicant having a previous criminal conviction as follows:

(a) The public policy of this state, as expressed in this act, to encourage the licensure and employment of persons previously convicted of one or more criminal offenses.

(b) The specific duties and responsibilities necessarily related to the license or employment sought or held by the person.

(c) The bearing, if any, the criminal offense or offenses for which the person was previously convicted will have on his fitness or ability to perform one or more such duties or responsibilities.
(d) The time which has elapsed since the occurrence of the criminal offense or offenses.

(e) The age of the person at the time of occurrence of the criminal offense or offenses.

(f) The seriousness of the offense or offenses.

(g) Any information produced by the person, or produced on his behalf, in regard to his rehabilitation and good conduct.

(h) The legitimate interest of the public agency or private employer in protecting property, and the safety and welfare of specific individuals or the general public.

The decision is posted on the Internet at:

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New York Public Personnel Law Blog Editor Harvey Randall served as Principal Attorney, New York State Department of Civil Service; Director of Personnel, SUNY Central Administration; Director of Research, Governor’s Office of Employee Relations; and Staff Judge Advocate General, New York Guard. Consistent with the Declaration of Principles jointly adopted by a Committee of the American Bar Association and a Committee of Publishers and Associations, the material posted to this blog is presented with the understanding that neither the publisher nor NYPPL and, or, its staff and contributors are providing legal advice to the reader and in the event legal or other expert assistance is needed, the reader is urged to seek such advice from a knowledgeable professional.
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