ARTIFICIAL INTELLIGENCE [AI] IS NOT USED, IN WHOLE OR IN PART, IN PREPARING NYPPL SUMMARIES OF JUDICIAL AND QUASI-JUDICIAL DECISIONS

March 06, 2020

Attempting to revoke or rescind a resignation sent to an appointing authority


This CPLR Article 78 petition filed by a town attorney [Petitioner] asked the Supreme Court to review the Town Board [Respondent] deeming Petitioner's resignation effective based on its having been "accepted" during a meeting  of the Town Board.Petitioner contended  that his resignation was ineffective, and that he was improperly terminated from his position as town attorney. Supreme Court granted Respondent's motion to dismiss the petition, dismissed the proceeding and Petitioner appealed the court's ruling

Petitioner had been appointed town attorney effective January 3. By letter dated May 11 of that same year addressed to the Town Supervisor, Petitioner gave notice of his intent to resign from the position "as soon as my successor has been identified, and the Town Board is ready to appoint him or her." On May 14 the Town Supervisor had Petitioner's letter delivered to the Town Clerk, who stamped and filed it in the regular course of business. 

Although Petitioner subsequently attempted to rescind the resignation addressed to the Town Supervisor and the Deputy Town Supervisor, the Town Board "accepted his resignation" during a meeting in June of the same year and employed a replacement town attorney.

The Appellate Division affirmed Supreme Court's ruling.

Although the Petitioner's written resignation was sent to the Town Supervisor instead of the Town Clerk as required by Public Officers Law §31(1)(g) and (2), the Appellate Division said that it found that "the statute was substantially complied with when the resignation letter was delivered by the Town Supervisor's legislative aide to the Town Clerk, who then filed it in the regular course of business. Therefore, the [Petitioner's] resignation was effective."

Moreover, as it was undisputed that Petitioner never sought the consent of the Town Clerk to withdraw or cancel the resignation, the court said it agreed with the Supreme Court's determination to dismiss the proceeding based on Petitioner's "failure to exhaust administrative remedies."

There may be other elements to be considered in determining the "effectiveness" of a resignation.

Although an appointing authority may characterize "acceptance" as the operative element in effecting a resignation, such a characterization is troublesome. For example, §31 of New York’s Public Officers Law provides that written resignations by public officers  take effect upon delivery to the appropriate authority [emphasis supplied]. 

Similarly, the New York State Civil Service Commission’s Rules for employees of the State as an employer provide, in pertinent part, as follows:

“If no effective date is specified in a resignation, it shall take effect upon delivery to or filing in the office of the appointing authority. If an effective date is specified in a resignation, it shall take effect on such specified date.” Clearly acceptance of the resignation is not the "operative" element with respect to effecting a resignation except in those situations where “acceptance” is mandated by statute.

§2111 of the Education Law is an example of a situation where "acceptance of the resignation" is mandated by statute. 

§2111 provides that an officer of a school district may "resign at a district meeting" or, in the alternative, the officer "shall also be deemed to have resigned if he filed a written resignation with the district superintendent of his district and such superintendent endorses thereon his approval and files the same with the district clerk" [emphasis supplied].

It should also be noted that the withdrawal of a written resignation may be effected by an individual if such written withdrawal is delivered to the appropriated body or officer before that body or officer receives the individual's written resignation.

In Hazelton v Connelly, 25 NYS2d 74, the Court of Appeals opined that all that is required for a resignation to become operative is its delivery to the appointing authority prior to the receipt of an employee’s notice of the employee's withdrawal or rescinding of the resignation. Approval or acceptance of the resignation is not required for the resignation to take effect except as otherwise mandated by statute, by a relevant rule or regulation or by a relevant term or condition of employment set out in a collective bargaining agreement.

The decision is posted on the Internet at:

March 05, 2020

Educator suspended for 15 days without pay as the penalty for locking a 10-year old student out of the classroom


The Appellate Division held that the arbitrator's imposing a disciplinary penalty suspending an educator for 15 days without pay had a rational basis and was supported by the evidence, which included:

1. The arbitrator reasonable determination that the educator was guilty of misconduct when he locked a 10-year old student out of the classroom and left him unsupervised in the hallway. 

2. Finding that even were the educator justified in removing the student from the classroom, his actions in locking the student out of the room in a state of distress and leaving him in the hallway without adequate supervision, violated school policy.

The Appellate Division said that imposing a penalty of a 15-day suspension from employment did not shock its sense of fairness, citing  Matter of Ghastin v New York City Dept. of Educ., 169 AD3d 507.

The decision is posted on the Internet at:
http://www.nycourts.gov/reporter/3dseries/2020/2020_00976.htm

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A Reasonable Disciplinary Penalty Under the Circumstances - Determining an appropriate disciplinary penalty to be imposed on an employee in the public service found guilty of misconduct or incompetence. For more information click on http://booklocker.com/7401.html
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March 04, 2020

Appointing authority faulted for failing to provide a disabled person a reasonable accommodation, namely, permitting the use of a hearing aid


The New York State Division of Human Rights [DHR] adopted the recommended decision and order of the Administrative Law Judge holding that the petitioner in this action, the New York State Unified Court System, Office of Court Administration [OCA], had discriminated against the complainant based on his hearing disability and directed OCA to cease and desist from subjecting individuals to blanket exclusions from the court officer-trainee job title based on hearing loss or the use of hearing aids, pay a civil fine and penalty of $30,000, and pay the complainant $5,000 in compensatory damages, The Appellate Division unanimously confirmed DHR's ruling.

The court said that DHR's finding of discrimination was supported by substantial evidence in that:

1. Complainant, a per diem court interpreter for OCA in its courts and in other courts, established a prima facie case that OCA discriminated against him on account of his disability of some hearing loss in his right ear;

2. Complainant "sufficiently demonstrated that upon the provision of reasonable accommodation," namely, a hearing aid,* he can perform in a reasonable manner the essential functions of a court officer-trainee.

3. Complainant had passed the written test for the court officer-trainee position and was conditionally appointed. 

4. Although the job duties are different, Complainant "adequately performed the functions of court interpreter without a hearing aid and without complaints from those who used his services."

5. Complainant was not obligated to be evaluated for and purchase a hearing aid, and to retake the audiometric test, at his expense, to further make his prima facie case after OCA made clear it still would deem him unqualified and would reject such test results.


The Appellate Division opined that permitting court officers to wear a hearing aid is a reasonable accommodation and would not, as OCA argued, impose undue hardship on OCA by posing any "direct threat," i.e. "a significant risk of substantial harm to the ... safety of the employee or others," noting that "OCA [relies] only to the physical demands of the job and the speculative risk that a hearing aid could become dislodged in a scuffle or fail to operate in an emergency."

Further, said the court, "OCA's argument is undermined by its own policy permitting court officer-trainee candidates to meet its vision standard with or without corrective lenses or glasses, which could be lost or become dislodged in a scuffle."


An individual may be denied employment because of a disability only if that condition will prevent him from performing in a reasonable manner the activities involved in the job or occupation sought, based on an individualized assessment of the specific individual. OCA failed to provide any legitimate non-discriminatory reason for its decision.  

No sufficiently individualized assessment occurred here, nor did OCA's formula take into account the ability of someone with asymmetrical hearing loss to perform the essential functions of a court officer-trainee. While OCA may have a preference for those with a minimal amount of hearing acuity might be a bona fide occupational qualification, the court opined that its preference for hearing acuity without the use of a hearing aid is not.

Citing Matter of County of Erie v New York State Div. of Human Rights, 121 AD3d 1564, the Appellate Division noted that "Judicial review of an administrative penalty is limited to whether the measure or mode of penalty ... constitutes an abuse of discretion as a matter of law .... [A] penalty must be upheld unless it is so disproportionate to the offense as to be shocking to one's sense of fairness." Here, the civil penalty was neither an abuse of discretion nor was it unreasonable.

Given OCA's blanket policy barring hearing-impaired persons from employment as court officers and its failure to accommodate Complainant who had an asymmetric hearing loss, the Appellate Division concluded that the civil penalty of $30,000 was correctly assessed as Executive Law §297[4][c] provides that a civil penalty below $50,000 may be assessed if an entity is found to have committed an "unlawful discriminatory act".


* OCA bans the use of hearing aids on the job or for the audiometric test to medically qualify for the position.

The decision is posted on the Internet at:


State Comptroller DiNapoli report analyzes regional trends in education for school districts outside NYC



Click on text highlighted in blue to read a new report by New York State Comptroller Thomas P. DiNapoli setting out challenges faced by school districts in New York State outside of New York City.

Regional factors including the local economy, labor force mix and demographics all have implications for spending, pupil outcomes and the delivery of services, including special education. 

The report details school district demographic and financial information from nine separate regions outside New York City.

March 03, 2020

Resolving conflicting medical evidence in evaluating an application for accidental disability retirement


Supreme Court rejected Petitioner's challenge to the denial of his application for accidental disability retirement benefits by the New York City Employees' Retirement System's [NYCERS] Medical Board and dismissed the proceeding brought pursuant to CPLR Article 78. The Appellate Division unanimously affirmed the Supreme Court's decision.

The Appellate Division explained that the finding of NYCERS' Medical Board that Petitioner was not disabled was supported by its physical examination and interview of Petitioner. Although Petitioner argued that the Medical Board ignored his medical history, the court said that the any conflicting medical evidence was for the Medical Board to resolve.

The Appellate Division further opined that the disability finding of the Social Security Administration was not dispositive of the Medical Board's disability determination, citing Matter of Barden v New York City Employees' Retirement Sys., 291 AD2d 215. 

Additionally, noted the court, the finding of the medical arbitrator, who examined Petitioner after the Medical Board made its determination, did not warrant Article 78 relief.

The decision is posted on the Internet at:

CAUTION

Subsequent court and administrative rulings, or changes to laws, rules and regulations may have modified or clarified or vacated or reversed the information and, or, decisions summarized in NYPPL. For example, New York State Department of Civil Service's Advisory Memorandum 24-08 reflects changes required as the result of certain amendments to §72 of the New York State Civil Service Law to take effect January 1, 2025 [See Chapter 306 of the Laws of 2024]. Advisory Memorandum 24-08 in PDF format is posted on the Internet at https://www.cs.ny.gov/ssd/pdf/AM24-08Combined.pdf. Accordingly, the information and case summaries should be Shepardized® or otherwise checked to make certain that the most recent information is being considered by the reader.
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NYPPL Blogger Harvey Randall served as Principal Attorney, New York State Department of Civil Service; Director of Personnel, SUNY Central Administration; Director of Research, Governor’s Office of Employee Relations; and Staff Judge Advocate General, New York Guard. Consistent with the Declaration of Principles jointly adopted by a Committee of the American Bar Association and a Committee of Publishers and Associations, the material posted to this blog is presented with the understanding that neither the publisher nor NYPPL and, or, its staff and contributors are providing legal advice to the reader and in the event legal or other expert assistance is needed, the reader is urged to seek such advice from a knowledgeable professional.
New York Public Personnel Law. Email: publications@nycap.rr.com