ARTIFICIAL INTELLIGENCE [AI] IS NOT USED IN COMPOSING NYPPL SUMMARIES OF JUDICIAL AND QUASI-JUDICIAL DECISIONS.

Jan 28, 2026

Seeking an extension to time to file an appeal involving a Board of Education's administrative decision with the New York State Commissioner of Education

The School District's Board of Education [Board] determined that a parent's [Petitioner's] school children were "not entitled to a medical exemption" from the immunization requirements of New York State Public Health Law §2164.

Petitioner appealed the Board's decision to the New York State Commissioner of Education but, in the words of the Commissioner, "The only relief requested by [Petitioner], aside from interim relief, is an extension of 'time to file [a] Verified Petition for sixty [] days from the date the District completes production of all FERPA and FOIL records' previously requested by [Petitioner". 

Noting that there is no provision in the Commissioner’s regulations authorizing an extension of time to appeal after the 30-day time limitation to file an appeal to the Commissioner had passed, the Commissioner opined that in the event a petitioner seeks to file a petition more than 30 days after the decision or act complained of, the Petitioner should “set forth good cause for the delay in the petition".

As Petitioner had not done so, the Commissioner ruled that she lacked jurisdiction to consider the matter and dismissed Petitioner's appeal.

Click HERE to access the Commissioner's decision posted on the Internet.


Clarification on claim-related submissions sent by fax posted on the Internet by the New York State Workers' Compensation Board on January 27, 2026

The New York State Workers' Compensation Board [Board] will stop accepting claim-related paper forms and documentation via fax effective April 1, 2026. This change is part of our ongoing efforts to enhance the efficiency and accuracy of processing workers' compensation documentation. 

The Board strongly encourage all stakeholders to review their current processes and make any necessary updates to ensure compliance with this new policy. Information and instructions on other submission options can be found on the Forms webpage and on each form itself.

Effective April 1, 2026, the Board’s fax number for claims will be discontinued, and faxed submissions will no longer be an acceptable method of submission for claim-related documents. 

However, faxed documents will still be accepted by the Board’s Employer Compliance and Alternate Dispute Resolution units. 

Additional reminders and updates will be issued as we approach April 1, 2026. Your cooperation is greatly appreciated. 

If you have any questions, please call the Board at (877) 632-4996.


 

Jan 27, 2026

Petitioner in this Article 78 action challenged denial of his application for a professional license as an Architect for lack of good moral character

Petitioner in this action applied for licensure as an architect, a profession that carries with it a requirement of good moral character. As Petitioner had earlier pleaded guilty to two counts of grand larceny in the second degree, upon review of his application it was determined that there was a substantial question as to his moral character. 

Petitioner requested and was granted a hearing before a three-member panel of the State Board for Architecture. The Panel found that Petitioner had met the character requirement and recommended that his application be granted. However, the New York State Committee on the Professions [COP]) subsequently rejected the hearing panel's recommendation, concluding that Petitioner had not demonstrated the requisite good moral character required of a licensed architect. 

Petitioner commenced a CPLR Article 78 proceeding challenging COP's decision to deny him licensure. Supreme Court transferred the proceeding to the Appellate Division which affirmed COP's determination.

Noting that "Under Correction Law §752, a license application shall not be denied or acted upon adversely by reason of the individual's having been previously convicted of one or more criminal offenses, or by reason of a finding of lack of good moral character when such finding is based upon the prior convictions, unless: 

"(1) there is a direct relationship between one or more of the previous criminal offenses and the specific license sought; or 

"(2) the issuance of the license would involve an unreasonable risk to the safety or welfare of specific individuals or the general public".

the Appellate Division observed that "In determining whether either of these exceptions applies, the licensing agency must consider a number of factors", citing Correction Law §753 [1] [a]-[h]). 

The Appellate Division found that COP had analyzed the requisite statutory factors and concluded that both exceptions applied, i.e., Petitioner lacked good moral character by virtue of his criminal history in that the "crimes committed by [Petitioner] were serious in nature". In particular, the Court observed that COP determined that these crimes of dishonesty bore upon architectural responsibilities in that "an architect must display honesty and integrity and must make significant financial decisions that impact the client and the public at large".

Addressing Petitioner's proffered certificates of relief from disabilities, although these created a presumption of rehabilitation, the Appellate Division said that COP found that they were outweighed by other considerations including the seriousness of the crimes and Petitioner's minimizing of his culpability.

In the words of the Appellate Division, "In sum, given that COP assessed the statutory factors and its findings are supported by substantial evidence in the record", COP's determination will not be disturbed.

Click HERE to access the Appellate Division's decision posted on the Internet.


Jan 26, 2026

Petitioner appealed a Federal District Court’s dismissal of his complaint as frivolous "sua sponte"

In this pro se action, Petitioner's [Plaintiff] voluminous allegations referenced numerous presidents of the United States, public officials, and celebrities, and described violent and sexually explicit events. The Federal District Court, sua sponte, dismissed Plaintiff's complaint, concluding that the allegations reflected delusion or fantasy, and then denied Plaintiff's motion for leave to amend his complaint as futile. Plaintiff appealed the lower court's action.

The Second Circuit Court of Appeal sustained the lower court's ruling, opining that a complaint is frivolous when either: 

(1) "the factual contentions are clearly baseless, such as when allegations are the product of delusion or fantasy; or 

(2) "the claim is based on an indisputably meritless legal theory."

The Circuit Court, noting that Plaintiff's allegations recited Plaintiff's implausible associations with "numerous former presidents, public officials, and celebrities", affirmed the Federal District Court's ruling.

In addition, the Circuit Court said that the "district court also properly denied [Plaintiff's] request to amend the complaint", explaining that "Repleading would be futile because there is no indication that 'a chance to reframe' would cure the complaint’s substantive deficiencies". 

Click HERE to access the Circuit Court of Appeals' decision posted on the Internet.

Jan 24, 2026

Selected Internet posting made during the week ending January 24, 2026

At the beginning of each year, Governing writers and editors compile a list of the biggest issues to watch in state and local government in the coming 12 months. Here are some of the biggest issues to watch in the states in 2026. Click to Read 

Modernize Government Payouts for Better Service Discover how agencies can deliver fast, secure and equitable payments. READ MORE

Navigating Dash Cams: A Guide for Union Engagement Navigating union concerns around dash cams? This guide shows public sector leaders how to build trust, address privacy head-on, and create fair policies that support both safety and morale. DOWNLOAD

Stopping Next-Gen Identity Fraud How AI-enabled identity tools and concerns around dash cams? This guide shows public sector leaders how to build trust, address privacy head-on, and create fair policies that support both safety and morale. DOWNLOAD 

CIO Essentials: Vital Priorities for a Transforming Landscape State and local government CIOs are leading through rapid change. Their remit is expanding as AI, data and cybersecurity reshape government. This paper discusses the four core priorities CIOs must focus on to meet this moment: modernizing legacy systems, advancing data and AI maturity, leading enterprise security and driving operational efficiency. DOWNLOAD

The Top 6 Cybersecurity Threats to the Public Sector
Cybercriminals tactics are evolving, and public sector agencies remain squarely in the crosshairs. This report breaks down the six most urgent cybersecurity threats government teams face and how to strengthen digital resilience in response. DOWNLOAD

Five Ways Government Leaders Boost Transparency and Trust Learn how public-sector agencies strengthen community confidence through improved transparency and accountability. READ NOW

From the Trenches: Why Every Government City Manager Needs Better Meeting Documentation Poor documentation erodes trust and slows government action; modern tools help preserve institutional memory. READ NOW

How Smart Police Stations Are Redefining Public Service Self-service kiosks are helping law enforcement agencies deliver faster, clearer service by digitizing high-impact workflows and reducing front-desk demands. READ NOW

Future Forward Government A space created for state and local IT leaders and decision-makers who are charting the course of tomorrow's public sector. EXPLORE

How data analytics and AI in government can drive public value Governments understand the potential of data and AI, but the cost of inaction grows daily. Learn from government “pioneers.”

Use AI to simplify grant application efforts. Improve funding while freeing your grant team to pursue additional funding avenues. Request a demo

2026 Public Safety Trends Report The 2026 Public Safety Trends Report delivers five critical insights from frontline voices across the U.S. and U.K. Learn how leading agencies are using AI, cybersecurity, data, and unified systems to strengthen response, improve morale, and operate with more clarity and confidence. DOWNLOAD

Simplifying Service Delivery for All: How to Implement Self-Service Tools in Government This publication explores how self-service solutions can transform interactions with government, making services more accessible while reducing administrative burden behind the scenes. DOWNLOAD

The 2026 State of Online Payments This sixth annual report delivers essential insights into how, when, and why Americans are paying their bills digitally. DOWNLOAD



Jan 23, 2026

New York State's Comptroller reports 31 school districts designated as being in "fiscal stress"

On January 22, 2026, New York State Comptroller Thomas P. DiNapoli’s Fiscal Stress Monitoring System reported that tirty-one school districts were designated in some level of fiscal stress under the New York State Comptroller's Fiscal Stress Monitoring System for the school fiscal year (SY) ending June 30, 2025, up from 22 districts in fiscal stress so designated in the previous school fiscal year.

“In recent years, pandemic-related federal funding as well as increases in state aid have provided districts with significant financial support,” DiNapoli said. “With much of the relief funding having been spent, the number of school districts in fiscal stress has returned to pre-pandemic levels this year. As districts continue to adjust to these conditions, officials should make every effort to ensure budgets are structurally balanced to avoid fiscal problems going forward.”

From SY 2019-20 to 2024-25, school districts spent $4 billion of the nearly $4.6 billion in available federal pandemic relief funding. With this funding dwindling, in SY 2024-25, districts reported spending only $317 million in combined federal pandemic relief funding, a decrease of over 70% from SY 2023-24.

Of the 669 school districts that filed their financial reports in time to be scored in SY 2025, 4.6% have been designated as being in a level of fiscal stress, compared to 3.3% in SY 2024.

DiNapoli’s Fiscal Stress Monitoring System was designed to identify school districts, counties, cities, towns and villages that are having difficulties with budgetary solvency, or the ability to generate enough revenue to meet expenses. School districts receive a fiscal stress score that is based on several factors: year-end fund balance, operating deficits, cash position, and reliance on short-term debt for cashflow. The higher the score, the more severe the level of stress.

This release of scores, which excludes New York City and the “Big Four” City School Districts of Buffalo, Rochester, Syracuse and Yonkers, designated two school districts in “significant fiscal stress,” the highest category – Harrisville Central School District in Lewis County and Mount Vernon School District in Westchester County. Four districts were designated as being in “moderate fiscal stress” and 25 districts were designated as “susceptible to fiscal stress.”

Regionally, the Mohawk Valley had the highest percentage of school districts with a stress designation (10.9%), followed by Central New York (10.4%) and the North County (7%).

In addition, DiNapoli’s report identified 24 chronically stressed school districts which have been designated in a category of stress for five or more years since SY 2012-13, although they may not currently be designated in a level of stress.

DiNapoli urges district officials to take advantage of the resources available to them to monitor factors affecting fiscal stress. These include the Comptroller’s self-assessment tool and financial toolkit, which offer guidance, resources, training and reports, to help officials manage through complex fiscal circumstances.

Lists
School Districts in Stress for Fiscal Year Ending 2025
Complete List of School District Fiscal Stress Scores

Report
Fiscal Stress Monitoring System: School Districts Fiscal Year 2024-25 Results



Judicial review of a determination made by an administrative agency without the agency holding a quasi-judicial hearing is limited

In reviewing a determination of an administrative agency not made after a quasi-judicial hearing, the Appellate Division noted that the reviewing court's inquiry is limited to determining whether the administrative decision:

1. Is arbitrary and capricious; 

2. Without a rational basis in the record; and 

3. Has a reasonable basis in law.

The Appellate Division observed that "An agency's interpretation of the statutes and regulations that it administers is entitled to deference, and must be upheld if reasonable".

Further, the court opined that "The agency's determination need only be supported by a rational basis", noting that "An administrative determination is arbitrary and capricious when it exceeds the agency's statutory authority or is made in violation of the Constitution or laws of this State".

In the words of the Appellate Division: "If the agency's determination is rationally based, a reviewing court may not substitute its judgment for that of the agency even if the court might have decided the matter differently" as it is not "for a reviewing court to weigh the evidence or reject the choice made by the agency where the evidence conflicts and room for choice exists ."

Click HERE access the Appellate Division's decision posted on the Internet.



Jan 22, 2026

2026 Paid Family Leave webinar series for employers and HR professionals

The New York State Workers’ Compensation Board is hosting a Paid Family Leave (PFL) webinar specifically for "employers and HR professionals" to share What’s New for 2026", including:

  • the higher maximum weekly benefit amount, and
  • the updated employee contribution rate.

Each one-hour, online session, will also provide an overview of New York State’s landmark PFL benefits, including:

  • who is eligible,
  • how employees take it, and
  • employers’ role in the process.

The sessions are free and there will be time at the end for questions. Each session covers the same content, and interested individuals are invited to choose the date that works best for them. 


PFL for employers and HR professionals are schedule to be held on:

 

Thursday, January 29, 2026 12:00 p.m. - 1:00 p.m.


Wednesday, March 18, 2026 12:00 p.m. - 1:00 p.m.


A party's request that the administrative tribunal reconsider its decision does not extend the statute of limits to appeal the administrative decision

In this appeal to the Commissioner of Education the Respondent [School District] contended that the appeal must be dismissed as untimely, among other reasons. 

The Commissioner agreed, explaining that an appeal to the Commissioner of Education must be commenced within 30 days from the administrative decision or act complained of, "unless any delay is excused by the Commissioner for good cause shown" and it is the actual knowledge of the facts underlying a claim that begins the running of the 30-day period in which the aggrieved party may bring the proceeding.

In this instance the Commissioner noted that the Petitioners had received actual notice of the School District's decision on June 27, 2025 but did not commence their appeal until August 25, 2025, more than 30 days after had knowledge of the School District's ruling.  

Although Petitioners had requested the School District reconsider its decision, the Commissioner noted that such a request does not extend the time limits within which a petitioner may file an appeal to the Commissioner.

As Petitioners did not offer any explanation for the delay in their submitting their appeal to the Commissioner, the Commissioner held that Petitioner's appeal must be dismissed as untimely.

Click HERE to access the Commissioner's decision posted on the Internet.


Jan 21, 2026

New York State local government and school audits posted on the Internet on January 20, 2026

On January 20, 2026, New York State Comptroller Thomas P. DiNapoli announced that a number of local government and school audits and certain follow-up reports were posted on the Internet.

Click of the text in color to access the audits and follow-up reports


Mattituck Fire District – Claims Audit (Suffolk County) The board did not ensure that all nonpayroll disbursements were appropriate, adequately supported, audited and approved before claims were paid. Auditors determined that the board did not always perform a thorough and deliberate audit of claims before approving payments, and the treasurer paid claims that were never audited by the board. Auditors reviewed 135 claims totaling $194,478 and determined that the board should not have approved 90 claims totaling $125,562.The board did not ensure that all nonpayroll disbursements were appropriate, adequately supported, audited and approved before claims were paid. Auditors determined that the board did not always perform a thorough and deliberate audit of claims before approving payments, and the treasurer paid claims that were never audited by the board. Auditors reviewed 135 claims totaling $194,478 and determined that the board should not have approved 90 claims totaling $125,562.


Town of Horseheads – Claims Auditing (Chemung County) The board did not conduct a thorough audit of claims to ensure that individual claims contained supporting documentation to demonstrate compliance with statutory requirements and town policies. Auditors reviewed 274 claims totaling $897,321 and 206 claim payments totaling $414,075 and determined that 61 claims totaling $473,309 were paid prior to the board’s audit.


North Creek Fire District – Board Oversight (Warren County) The board did not provide adequate oversight of district financial activities related to budgeting, monthly financial reporting, bank reconciliations, annual financial reporting, annual audits and policy reviews. The board did not develop and adopt realistic budgets taking into consideration multiyear financial planning or ensure that the treasurer provided sufficient financial reports. The board also did not conduct an annual audit to provide oversight and ensure accuracy of records or ensure the treasurer filed required annual reports and failed to periodically review required policies including the district’s code of ethics, purchasing and investment policies.


Center Moriches Fire District – Fiscal Transparency (Suffolk County) The board did not obtain annual audits in a timely manner or ensure the treasurer filed all annual financial reports (AFRs) with the State Comptroller’s office. Additionally, district officials had no record of the board ever using an RFP process to contract the CPA firm’s services for the annual audit or an engagement letter with the CPA firm detailing the services to be provided. As of Nov. 15, 2025, the treasurer has not filed the 2020 through 2024 fiscal year AFRs and the last filed AFR, for fiscal year 2019, was filed 122 days late.


Steuben County – Financial Management County officials did not effectively manage the county’s fund balance. As a result, as of Dec. 31, 2024, the county maintained unrestricted fund balance in the general fund totaling $103.4 million (48% of the upcoming year’s budget) and in the road fund totaling $15.5 million (53% of the upcoming year’s budget). The legislature did not adopt an adequate fund balance policy or develop a comprehensive, written multiyear financial or capital plan. After initial audit discussions with county officials, the legislature updated its administrative code to add a maximum general fund balance goal to its fund balance policy and adopt a reserve fund policy. The legislature also created and funded new reserves in July 2025 to significantly reduce its unrestricted fund balance.


Colesville-Windsor Fire District – Board Oversight (Broome County) The board did not provide adequate financial oversight. Specifically, the board did not review periodic financial reports to assess the district’s operations or conduct an annual audit of the secretary-treasurer’s records to verify that they properly recorded collections and disbursements and maintained current and accurate records and reports.


Cincinnatus Fire District – Board Oversight (Cortland County)  The board did not always properly safeguard assets. Although the board received sufficient monthly financial reports, monitored financial  operations throughout the year and ensured that annual financial reports were filed in a timely manner, the board did not ensure that district assets were properly accounted for and safeguarded, including 19 assets totaling $33,009 that were not onsite. These assets included items such as computers, cameras and night vision goggles. Also, one board member did not complete the required fiscal oversight training within 270 days of taking office which, as of March 11, 2025, was 165 days past the deadline.


Ashville Fire District – Procurement and Board Oversight (Chautauqua County) The board did not demonstrate that the purchase of equipment was done in accordance with state law, as well as provide proper oversight of equipment purchases. In addition, the board should have periodically reviewed and updated the district’s purchasing policy, but the board has not updated the policy since 2014. As a result, the board could have been more fiscally responsible by increasing competition and avoiding vendor overpayments that would have totaled $6,500 by ensuring vendor invoices agreed with contract terms. The board also could not demonstrate that it complied with competitive bidding requirements when purchasing two fire trucks, totaling $796,200, as required by law.


Morristown Fire District – Board Oversight (St. Lawrence County) The board did not provide adequate oversight of district financial operations, and it did not always conduct a proper audit of claims prior to payment. Furthermore, the board did not ensure the secretary-treasurer filed required annual financial reports. The board also did not ensure the secretary-treasurer deposited district collections in a timely manner, performed monthly bank reconciliations and maintained accurate financial records and reports, or conducted an annual audit of the secretary-treasurer’s records. In addition, the board did not develop and adopt a procurement policy or investment policy or ensure claims were properly supported and audited and approved prior to payment.


Rotterdam Fire District Number 7 Schonowe – Claims Auditing (Schenectady County) The board did not conduct a thorough and deliberate audit of all claims paid during the audit period. Auditors reviewed 79 claims totaling $941,015 and determined that none of the claims were audited and approved by the entire board, as required. In addition, the lack of a claims audit increased the risk that claims for improper purposes could be paid.


Follow Up Reports

Chenango Valley Central School District – Audit Follow-Up (Broome County) This review assessed the Chenango Valley Central School District’s progress in implementing recommendations in Chenango Valley Central School District – Network User Accounts and Information Technology Contingency Planning, released in June 2023. The audit determined that district officials did not adequately manage network user accounts or develop and adopt an information technology (IT) contingency plan. To help district officials improve managing network user accounts and assist in adopting an IT contingency plan, the audit included a public report that contained three recommendations. The district’s IT Director, board and officials fully implemented one recommendation and partially implemented two recommendations.


City of Fulton – Audit Follow-Up (Oswego County) This review was to assess the City of Fulton’s progress in implementing recommendations in City of Fulton – Capital Projects, released in February 2022. The audit determined that city officials did not appropriately maintain capital projects fund records, monitor project financial results against budgets and close out records for completed projects. The audit included 12 recommendations to help officials improve their controls over capital projects. The city has made minimal progress implementing corrective action. Of the 12 audit recommendations, one recommendation was fully implemented, two recommendations were partially implemented, and eight recommendations were not implemented. Auditors could not determine the implementation status for the remaining recommendation because certain capital projects records were unavailable or inadequate. 


Gates Fire District – Audit Follow-Up (Monroe County) This review was to assess the Gates Fire District’s progress in implementing recommendations in Gates Fire District – Board Oversight of Long-Term Planning, released in June 2024. The audit determined that the board and district officials did not properly plan for the district’s long-term financial and capital needs, which inhibited the board and officials from effectively managing finances and addressing future operating and capital needs. The audit included eight recommendations to help officials effectively manage finances and address future operating and capital needs. The district has implemented corrective action for all eight audit recommendations.


City of Mount Vernon – Audit Follow-Up (Westchester County)  This review was to assess the City of Mount Vernon’s progress, as of July/August 2025, in implementing recommendations in City of Mount Vernon – Financial Reporting and Oversight, released in September 2020. The audit determined that the city council and officials did not have adequate financial information for the effective management of operations and, as a result, the city lost its credit rating. The audit included 11 recommendations to help the board improve its oversight of the district’s financial activities. The city has implemented three recommendations, partially implemented four recommendations and not implemented four recommendations.


Monsey Fire District – Audit Follow-Up (Rockland County) The purpose of the review was to assess the Monsey Fire District’s progress in implementing recommendations in Monsey Fire District – Board Oversight released in July 2020. The audit determined that district officials did not provide adequate oversight to ensure district financial records and reports were prepared, filed and/or audited. The audit report contained three recommendations to help officials improve their controls over financial records and reports. The board implemented one recommendation, partially implemented one recommendation and did not implement one recommendation.


Montauk Fire District – Audit Follow-Up (Suffolk County)  The purpose of the review was to assess the Montauk Fire District’s progress in implementing  recommendations in Montauk Fire District – Board Oversight, released in December 2024. The audit determined that the board did not adequately monitor financial activities or ensure that appropriate records and reports were maintained and audited to comply with statutory requirements. To help the board monitor financial activities and ensure appropriate records and reports were maintained or audited to comply with statutory requirements, the audit contained four recommendations. The district has partially implemented all four recommendations.


Ridge Fire District – Audit Follow-Up (Suffolk County) This review was to assess the Ridge Fire District’s progress in implementing recommendations in Ridge Fire District – Board Oversight of Treasurer’s Fiscal Duties, released in January 2022. The audit determined that district officials did not provide adequate oversight of the treasurer’s fiscal duties and could not explain why the bank balances presented on the treasurer’s reports for three consecutive months contained discrepancies totaling $2.96 million. The audit included three recommendations to help officials monitor and improve the district’s financial operations. The board partially implemented one recommendation and did not implement two recommendations.


Ticonderoga Joint Town/Village Fire District – Audit Follow-Up (Essex County) The purpose of the review was to assess the Ticonderoga Joint Town/Village Fire District’s progress in implementing recommendations in Ticonderoga Joint Town/Village Fire District – Board Oversight, released in April 2024. The audit determined that the board did not ensure required annual audits were completed and annual update documents were filed in a timely manner. To help the board improve its controls over monitored financial activity and ensure appropriate records and reports were maintained and filed in a timely manner, the audit report contained two recommendations. The district has partially implemented the audit’s two recommendations.

###


Jan 20, 2026

Adjudicating a Workers' Compensation claim when a claimant dies before there is an adequate development of the record

Claimant for Workers' Compensation benefits injured in the course of his work filed a claim for Workers' Compensation Benefits and subsequently filed a claim of alleged he he had also suffered psychiatric injuries as a result of the accident and requested a hearing on that issue. 

Claimant's self-insured employer and its third-party administrator [Employer] conceded that Claimant had sustained head, neck, right shoulder and right leg injuries in the accident but contended that Claimant's death prevented an adequate development of the record on the disputed psychiatric conditions and thus required the abatement of that portion of the claim. 

A Workers' Compensation Administrative Law Judge determined that the Claimant had presented  prima facie medical evidence of posttraumatic concussion, headaches and amnesia, as well as adjustment disorder with mixed anxiety and insomnia, and continued the case for further proceedings. 

The Workers' Compensation Board [Board], after considering the Employer's administrative appeal of the hearing officer's determination, disagreed, ruling that the psychiatric claim "abated" upon Claimant's death" and modified the claim for Workers' Compensation benefits to reflect such abatement of the claim with regard to Claimant's alleged psychiatric conditions. Claimant's representative appealed the Board's decision.

The Appellate Division confirmed the Board's ruling, explaining that in the event "an injured employee dies before his or her workers' compensation claim can be adjudicated, the Board has discretion to continue the proceeding, resolve any controversies and, if appropriate, make an award of workers' compensation benefits", 

The Appellate Division's decision also noted that the Board has recognized that "due process concerns may be implicated in those cases if the claimant's death deprives a party of "the essential elements of a fair trial in resolving those controversies unless waived, including the opportunity to cross- examine witnesses, to inspect documents and to offer evidence in explanation or rebuttal".

Noting that the Board is vested with discretion to "decline[ ] to allow such a claim to proceed where the record is undeveloped and the employer or carrier is unable to cross-examine the deceased claimant regarding his or her allegation of a work-related injury or subject him or her to an independent medical examination on controverted issues such as causation and any alleged disability", the Appellate Division affirmed the Board's decision.

Click HERE to access the Appellate Division's decision posted on the Internet.


Editor in Chief Harvey Randall served as Director of Personnel, SUNY Central Administration, Director of Research , Governor's Office of Employee Relations; Principal Attorney, Counsel's Office, New York State Department of Civil Service, and Colonel, New York Guard. Consistent with the Declaration of Principles jointly adopted by a Committee of the American Bar Association and a Committee of Publishers and Associations, the material posted to this blog is presented with the understanding that neither the publisher nor NYPPL and, or, its staff and contributors are providing legal advice to the reader and in the event legal or other expert assistance is needed, the reader is urged to seek such advice from a knowledgeable professional.

CAUTION

Subsequent court and administrative rulings, or changes to laws, rules and regulations may have modified or clarified or vacated or reversed the information and, or, decisions summarized in NYPPL. For example, New York State Department of Civil Service's Advisory Memorandum 24-08 reflects changes required as the result of certain amendments to §72 of the New York State Civil Service Law to take effect January 1, 2025 [See Chapter 306 of the Laws of 2024]. Advisory Memorandum 24-08 in PDF format is posted on the Internet at https://www.cs.ny.gov/ssd/pdf/AM24-08Combined.pdf. Accordingly, the information and case summaries should be Shepardized® or otherwise checked to make certain that the most recent information is being considered by the reader.
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