ARTIFICIAL INTELLIGENCE [AI] IS NOT USED, IN WHOLE OR IN PART, IN PREPARING NYPPL SUMMARIES OF JUDICIAL AND QUASI-JUDICIAL DECISIONS

Sep 28, 2022

Scope of employment determines if a federal officer or employee is entitled to absolute immunity for alleged tortious conduct claimed to "job related"

When an officer or employee [Employee] of the federal government is sued for alleged tortious conduct, the Employee is generally entitled to absolute immunity from personal liability under the Federal Employees Liability Reform and Tort Compensation Act of 1988 [the “Westfall Act]. However,  to be eligible to come with the ambit of the Westfall Act the Employee must prove two things:

"(1) That the Employee is a qualifying government official for purposes of the Westfall Act; and

"2) That the tortious conduct in which the Employee was allegedly engaged was within the scope of the Employee's employment."

If these requirements are met, the United States is substituted for the Employee as the sole defendant in the tort suit and the action proceeds against the United States in accordance with the rules set forth in the Federal Tort Claims Act.** 

That said, the Second Circuit held that the instant action, E. Jean Carroll v. Donald J. Trump, required it to determine whether "the President of the United States is eligible for this form of absolute immunity." 

With respect to New York State as the employer, §17 of the Public Officers Law provides for the defense and indemnification of state officers and employees and volunteer expressly authorized to participate in a state-sponsored  volunteer program, a former employee, his estate or judicially  appointed personal representative and persons who assist the education  department or the department of health as consultants or expert  witnesses in the investigation or prosecution of alleged professional  misconduct, licensure matters, restoration proceedings, or criminal  prosecutions for unauthorized practice pursuant to Title eight of the Education Law or Title II-A of the Public Health Law.

Further, §18 of the Public Officers Law provides for the defense and indemnification of officers and employees of public  entities whose governing body has agreed by the adoption of local law, by-law, resolution, rule or regulation (i) to confer the benefits of §18 upon its employees, and (ii) to be held liable for the costs incurred under these provisions or where the governing body of a municipality, for whose benefit the public entity has been established, has agreed by the adoption of local law or resolution (i) to confer the benefits of §18 upon the employees of such public entity, and (ii) to be held liable for the costs incurred under these provisions.

§19 of the Public Offices Law provides for the reimbursement of defense costs incurred by or on behalf of a state employee*** in his or her defense of a criminal  proceeding in a state or federal court arising out of any act which occurred while such employee was acting within the scope of the employee's public employment or duties upon the employee's acquittal or upon the dismissal of the criminal charges against employee or reasonable attorneys' fees incurred in connection with the employee's appearance before a grand jury which returns no true bill against the employee where such appearance was required as a result of any act which occurred while such employee was acting within the scope of the employee's public employment or duties unless such appearance occurs in the normal course of the public employment or duties of such employee. 

* See 28 U.S.C. §2679(b)(1). 

** See 28 U.S.C. §§2679(d)(1), 1346(b)(1). 

*** Although not all state employee are state public officers, all state public officers are state public employees. 

Click HEREto access the text of the Second Circuit United States Court of Appeals' ruling in this action.

The Discipline Book - A concise guide to disciplinary actions involving public officers and employees in New York State set out as an e-book. For more about this electronic handbook, click HEREClick to Read a FREE excerpt (requires Adobe Reader).  

 

 

Sep 27, 2022

An applicant for accident disability retirement benefits has the burden of establishing that a disability is causally connected to a performance of duty accident

The New York City Employees' Retirement System [CERS] appealed a Supreme Court's ruling annulling CRER's decision to deny Plaintiff's application for duty disability retirement benefits and directed CERS to provide such benefits retroactive to February 24, 2015.

The Petitioner, a former correction officer with the New York City Department of Correction, had alleged that he sustained disabling injuries to his neck and back on December 29, 2013, during an altercation with an inmate. CERS denied Plaintiff's application after adopting the recommendation of the Medical Board of the New York City Employees' Retirement System [Medical Board] The Medical Board had determined that the Petitioner's disabling condition was not causally related to the December 29, 2013 incident.

The Appellate Division reversed the Supreme Court's ruling, on the law, with costs, denied Plaintiff's petition and dismissed the proceeding.

The Appellate Division, Judge Dowling dissenting in part, explained that an applicant for accident disability retirement benefits has the burden of establishing that a disability is causally connected to a performance of duty accident, citing see Matter of Giuliano v New York Fire Dept. Pension Fund, 185 AD3d 812, and as a general rule, the decision by CERS will not be disturbed unless its factual findings are not supported by substantial evidence* or its final determination and ruling is arbitrary and capricious".

The court opined that the conclusions of the Board, adopted by CERS were supported by "... credible evidence consisting of the Medical Board's independent interviews and examinations of the Petitioner, its review of the medical records and reports of the Petitioner's treating physicians, and the report of a radiologist consulted by the Medical Board, interpreting MRI studies of the cervical region of the Petitioner's spine." Further, said the Appellate Division, the resolution of conflicting medical evidence was within the province of the Medical Board.

Finding that there is no evidence supporting Petitioner's contention that the December 29, 2013 incident precipitated the development of a latent condition or aggravated a preexisting condition, the Appellate Division concluded that "Supreme Court should have denied the petition and dismissed the proceeding."

* Substantial evidence has been construed in disability cases, as requiring some credible evidence. Credible evidence has been described as evidence that proceeds from a credible source, which reasonably tends to support the proposition for which it is offered.

Click HEREto access the Appellate Division's decision posted on the Internet.

See, also, Matter of Young v DiNapoli, posted on the Internet HERE, addressing similar issues.

Disability Benefits for fire, police and other public sector personnel - an e-book focusing on retirement for disability under the NYS Employees' Retirement System, the NYS Teachers' Retirement System, General Municipal Law Sections 207-a/207-c and similar statutes providing benefits to employees injured both "on-the-job" and "off-the-job." For more information about this e-book click HERE. Click to Read a FREE excerpt(requires Adobe Reader).

 

 

Sep 26, 2022

New York City public-sector union alleged to have suffered extensive financial mismanagement

Empire Center's Ken Girardin reports that "One of New York City’s largest public-sector unions has been effectively taken over by its national parent after an audit revealed extensive financial mismanagement."

Click HEREto access Mr. Girardin's report posted on the Internet.

Sep 24, 2022

Civics and Science: Contemporary Issues for Civil Democracy

Dr. Robert A. Michaels, NYPPL's Science Consultant, has published a new book focusing on contemporary issues of critical importance to American democracy. 

The book explores, in a strictly non-partisan manner, the nexus between civics and science, identifying contemporary issues of critical importance for American democracy.  It promotes objective, clear thinking toward evidence-based decision making in a range of important issue areas.  Dr. Michaels is a politically unaffiliated observer of politics.  His analysis is rigorous, and his writing engaging and personal.

Available in a Kindle Edition [$4.99] and in a paperback hard copy format [$19.99], for additional information about this work and to order your copy from Amazon, click.

 

Government Technology lists webinars now available to watch at your own pace

Managing Cyber Risks: Understanding New Risks and How to Prepare

The cyber risks that threaten America’s state and local governments are changing. Hackers are getting smarter and better organized. Ransomware and malware phishing attempts are growing ever-more sophisticated. Attacks on dams, pipelines and other pieces of critical infrastructure are on the rise. Meanwhile, the changing government environment itself makes it even harder to guard against cyber threats. Telework, remote collaboration, digital service delivery, smart city tech, connected Internet of Things devices - all make cybersecurity exponentially more difficult. In this webinar you'll hear from key government cybersecurity leaders discuss the new cyber risks for state and local agencies – and what you can do to prepare for them.

Click here to Watch now 

 

Bringing Digital Experience into the Network Operations Center

Increasing digital initiatives and cloud adoption fundamentally alter the job of network operations. NetOps teams must now support applications that are operated by third parties and require a different set of skills. Understanding user experience can be a moving target in such a highly decentralized and hybrid enterprise world. In this one-hour webinar you will discover how forward-thinking organizations are re-envisioning their monitoring strategies by evolving traditional NetOps into Experience-Driven NetOps, an innovative approach that routes digital experience metrics through standardized operational workflows to triage and resolve issues faster.

Click here to Watch now  

 

Creating Frictionless Government and Education Experiences Through Innovation

Government and education services should be easily accessible and simple to use for a wide variety of constituents. As the COVID-19 pandemic demonstrated, constituents can get frustrated and feel left behind when organizations have complex processes and tools, and not all users will be on the same level of the digital playing field. Thankfully, government and educational agencies have shown a willingness to transform their approaches to meet individuals where they are. Listen in to this discussion to hear how your organization can create frictionless and inclusive services through innovation.

Click here to Watch now

 

Enhancing Voice and Digital Engagement with Communications Platform as a Service Solutions

Public sector and education communities are expected to provide constituents and students the information and resources they need quickly. By leveraging artificial intelligence (AI) tools, organizations can enhance digital and voice communications through intelligence-enabled insights. In this 30-minute webinar you will learn how organizations can use AI-based solutions to deliver the right knowledge at the right time for optimal outcomes. 

Click here to Watch now 

 

To view upcoming and on-demand webinars, visit webinars.govtech.com.

For assistance with registration, contact Jeremy Smith, jsmith@erepublic.com (916) 932-1402 direct

NYPPL Publisher Harvey Randall served as Principal Attorney, New York State Department of Civil Service; Director of Personnel, SUNY Central Administration; Director of Research, Governor’s Office of Employee Relations; and Staff Judge Advocate General, New York Guard. Consistent with the Declaration of Principles jointly adopted by a Committee of the American Bar Association and a Committee of Publishers and Associations, the material posted to this blog is presented with the understanding that neither the publisher nor NYPPL and, or, its staff and contributors are providing legal advice to the reader and in the event legal or other expert assistance is needed, the reader is urged to seek such advice from a knowledgeable professional.

CAUTION

Subsequent court and administrative rulings, or changes to laws, rules and regulations may have modified or clarified or vacated or reversed the information and, or, decisions summarized in NYPPL. For example, New York State Department of Civil Service's Advisory Memorandum 24-08 reflects changes required as the result of certain amendments to §72 of the New York State Civil Service Law to take effect January 1, 2025 [See Chapter 306 of the Laws of 2024]. Advisory Memorandum 24-08 in PDF format is posted on the Internet at https://www.cs.ny.gov/ssd/pdf/AM24-08Combined.pdf. Accordingly, the information and case summaries should be Shepardized® or otherwise checked to make certain that the most recent information is being considered by the reader.
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