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August 11, 2011

Including the names of all “necessary parties” in an action is critical


Including the names of all “necessary parties” in an action is critical
Matter of Wheeler, CEd Decision 14,581

This ruling by the Commissioner of Education demonstrates the importance of naming all of the necessary parties in a proceeding before the Commissioner.

An elementary school principal announced that she was going to retire. Adirondack Central School Superintendent Marjorie Kelly transferred the principal then serving at another elementary school, Forestport, to fill the resulting vacancy. Kelly next appointed Ann Bush, a speech teacher, as principal at Forestport. Bush was simultaneously assigned to be the speech teacher, part-time, at Forestport.

Richard Wheeler, President of the Adirondack Central School Administrators' Association, objected to Bush's appointment as a principal with part-time teaching responsibilities rather than as a full-time principal. Wheeler's argument: the district created a new position of “Teaching Principal” at Forestport when it appointed Bush, thereby violating Section 100.2(a) of the Commissioner's regulations [8 NYCRR 100.2(a)].*

The Commissioner said he had to dismiss the appeal because Wheeler failed “to join a necessary party” -- Ann Bush. The Commissioner pointed out that a party whose rights would be adversely affected if the appeal was sustained must be clearly named as a respondent in the caption of the petition and “served with a copy of the notice of petition and petition, to inform the person that he or she should respond to the petition and enter a defense.”

Significantly, the Commissioner rejected the Association's contention that Bush was a party to the appeal because she was a member of the Association.

Were Wheeler to prevail in his appeal, said the Commissioner, Bush's employment as principal at Forestport would “clearly be affected.” Thus Bush is a necessary party to the proceeding and the failure to name her constituted a fatal procedural error.

* 4 NYCRR 100.2 “requires a board of education to employ and assign a full-time principal to each school under its supervision” unless the Commissioner approves a “variance.” 

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NYPPL Blogger Harvey Randall served as Principal Attorney, New York State Department of Civil Service; Director of Personnel, SUNY Central Administration; Director of Research, Governor’s Office of Employee Relations; and Staff Judge Advocate General, New York Guard. Consistent with the Declaration of Principles jointly adopted by a Committee of the American Bar Association and a Committee of Publishers and Associations, the material posted to this blog is presented with the understanding that neither the publisher nor NYPPL and, or, its staff and contributors are providing legal advice to the reader and in the event legal or other expert assistance is needed, the reader is urged to seek such advice from a knowledgeable professional.
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