ARTIFICIAL INTELLIGENCE [AI] IS NOT USED, IN WHOLE OR IN PART, IN PREPARING NYPPL SUMMARIES OF JUDICIAL AND QUASI-JUDICIAL DECISIONS

Jan 9, 2014

An individual leaving his or her employment in anticipation of being laid-off is ineligible for unemployment insurance benefits


An individual leaving his or her employment in anticipation of being laid-off is ineligible for unemployment insurance benefits
2013 NY Slip Op 07242, Appellate Division, Third Department

The claimant [Claimant] was informed that his department would be downsized. The employer, however, advised the employees in Claimant’s department that a “voluntary separation package” was available but that if an insufficient number of employees did not accept the package, the remainder of the reduction would then be accomplished by involuntary separation.

The employer also advised the employees in the department that were involuntarily separated that they would receive the same benefit package as those accepting the voluntary separation. Although Claimant knew that there was still work available with the employer, he elected to accept the voluntary separation package.

When Claimant applied for unemployment insurance benefit, the Unemployment Insurance Appeal Board ruled that he had voluntarily left his employment without good cause and was therefore disqualified from receiving unemployment insurance benefits.

Claimant appealed but the Appellate Division sustained the Board’s determination, explaining that "Voluntary separation from employment in order to accept an early retirement or separation incentive package when, as here, continuing work is available has been held not to constitute good cause for leaving employment."

Although Claimant testified that he accepted the separation package out of fear of losing his job, Claimant was never informed that he was going to be laid off during the workforce reduction and, in any event, he was told that those that were to be laid off would receive the same benefits package as those that accepted the voluntary separation.

In addition, the court noted that leaving employment in the anticipation of losing one's job in the future is not a departure for good cause.

The decision is posted on the Internet at
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Jan 8, 2014

Recent postings on the U.S. Department of Labor’s website


Recent postings on the U.S. Department of Labor’s website
Source: U.S. Department of Labor

The following updates to the U.S. Department of Labor, Office of Administrative Law Judges' website are now available:
:
Decisions of the Administrative Review Board - November 2013

Decisions of the Administrative Review Board - December 2013

Summary of Federal Court Decisions for Calendar Year 2013
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Injured police officer sues persons alleged to have caused her injury pursuant to General Municipal Law §205-e


Injured police officer sues persons alleged to have caused her injury pursuant to General Municipal Law §205-e
2014 NY Slip Op 00077, Appellate Division, First Department

A New York City police officer alleged she was injured in a motor vehicle accident while she was a passenger in an unmarked police car that was being driven by another New York City police officer. She sued under color of General Municipal Law §205-e.

Essentially §205-e of the General Municipal Law gives certain injured police officers the right to sue the person or persons alleged to be guilty of “causing any accident, causing injury, death or a disease which results in death, that occurs directly or indirectly as a result of any neglect, omission, willful or culpable negligence” because of the person’s or persons’ failing to comply with the relevant of any law, rule or regulation. The person or persons guilty of said neglect, omission, willful or culpable negligence at the time of such injury is liable to pay damages to the injured officer.

Supreme Court, New York County*denied the defendant’s motion for summary judgment dismissing the General Municipal Law §205-e claims predicated upon their alleged violation of the Vehicle and Traffic Law. The Appellate Division affirmed the Supreme Court’s ruling.

According to the Appellate Division’s decision, the injured officer testified that the officer driving the unmarked vehicle had double-parked the vehicle in order to observe two suspects and that they were sitting at the accident location approximately 15 to 20 minutes before they were struck from behind by a codefendants' minivan.

In addition, said the court, the police officer driving the vehicle had testified that he had double-parked the police vehicle in order to investigate a suspect, which is not an "emergency operation" as defined by Vehicle and Traffic Law § 1104(a).

* The Supreme Court’s decision, setting out the fact in this action, is posted on the Internet at http://www.nycourts.gov/reporter/pdfs/2012/2012_32185.pdf

The decision is posted on the Internet at:
http://www.nycourts.gov/reporter/3dseries/2014/2014_00077.htm
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An employee organization’s duty of fair representation


An employee organization’s duty of fair representation
2013 NY Slip Op 33186(U), Supreme Court, New York County, Judge Donna M. Mills [Not selected for publication in the Official Reports.]

A New York City Department of Education high school teacher [Member], represented for the purposes of collective bargaining by the United Federation of Teachers [UFT], was served with disciplinary charges  pursuant to Education Law §3020-a alleging that she was incompetent.

Member was found guilty of the charges of incompetency following an administrative hearing held pursuant to 3020-a of the Education Law. The penalty imposed: termination from her position.

Following her termination, Member sued the Department of Education, seeking a court order nullifying the hearing officer’s decision to terminate her. Her petition was dismissed on procedural grounds and for lack of merit.*

A year later Member filed a federal lawsuit alleging that her termination was discriminatory. She lost that lawsuit after a jury trial.

Two years later Member sued UFT and several “union lawyers,” blaming them for her termination. This complaint was dismissed as well.

Next Member commenced this action, pro se

According to the decision, Member’s complaint appeared to be in the nature of an allegation that UFT breached its duty of fair representation. UFT filed a motion to dismiss for failure to state a cause of action.

NYS Supreme Court Judge Donna M. Mills, in considering UFT’s motion, applied the following guidelines in considering the merits of UFT’s motion:

1. The court must determine whether from the four corners of Member’s pleading “factual allegations are discerned which taken together manifest any cause of action cognizable at law.”

2. While the allegations in Member’s complaint are to be accepted as true when considering UFT’s motion to dismiss, “allegations consisting of bare legal conclusions, as well as factual claims flatly contradicted by documentary evidence, are not entitled to any such consideration.”

3. New York case law recognizes the existence of a duty of fair representation on the part of public sector unions predicated on their role as exclusive bargaining representatives of its members in the negotiating unit.

4. An employee organization breaches its duty of fair representation “only when a union’s conduct toward a member of the collective bargaining unit is arbitrary, discriminatory, or in bad faith.”

Judge Mills explained that whether that duty has been breached in a particular case is “essentially a factual determination.” Here, said the court, Member’s complaint fails to set forth facts establishing that Member‘s alleged injury arose out of UFT‘s role as the exclusive bargaining representative of the collective bargaining unit in which Member is a member. 

In the words of the court, “Member‘s allegations are conclusory, and lack a factual basis to state a cause of action.”Accordingly, Judge Mills dismissed Member‘s complaint for failure to state a cause of action.

Granting UFT’s motion for summary judgment dismissing Member’s petition, Judge Mills noted that the allegations in the complaint that preceded 2012 were disposed of in a decision by State Supreme Court Justice, Eileen A Rakower, dated December 23, 2011, and reported in 26 Misc.3d 1208(A); 93 A.D.3d 534

The decision is posted on the Internet:
http://www.nycourts.gov/reporter/pdfs/2013/2013_33186.pdf
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Jan 7, 2014

Police officers attain detective status by operation of law


Police officers attain detective status by operation of law
Sykes v City of Niagara Falls, 2013 NY Slip Op 08684, Appellate Division, Fourth Department

Certain police officers serving in the Niagara Falls Police Department (NFPD) Crime Scene Unit filed a petition pursuant to CPLR Article 78 proceeding seeking a court order directing the Department to designate them detectives pursuant to Civil Service Law §58(4)(c)(ii).

§58(4)(c)(ii) of the Civil Service Law, in pertinent part, provides: “Notwithstanding any other provision of law, in any jurisdiction other than a city with a population of one million or more or the state department of corrections and community supervision … any person who has received permanent appointment to the position of police officer, correction officer of any rank or deputy sheriff and is temporarily assigned to perform the duties of detective or investigator shall, whenever such assignment to the duties of a detective or investigator exceeds eighteen months, be permanently designated as a detective or investigator and receive the compensation ordinarily paid to persons in such designation.”

Supreme Court granted the petition, concluding that the officers had been temporarily assigned to the same duties as detectives in the NFPD for eighteen months or more and thus were entitled to be “permanently designated” as detectives as required by the statute.

The Appellate Division affirmed the lower court’s ruling, finding that viewing the evidence in the light most favorable to the prevailing officers, Supreme Court’s decision was supported by a fair interpretation of the evidence.

The decision is posted on the Internet at:

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Jan 6, 2014

LIMITATIONS ON SICK LEAVE


LIMITATIONS ON SICK LEAVE
Economico v Village of Pelham, 50 N.Y.2d 120

Notwithstanding a contract provision providing for "unlimited sick leave with pay" for police officers unable to work due to non-service related disabilities, the State Court of Appeals held that a police officer so disabled could be terminated pursuant to Section 73 of the Civil Service Law.

The Court distinguished this case where the Court held there was no prohibition against the establishment of a limited job security clause in a collective bargaining agreement. The State's interest in maintaining the efficiency and continuity of its civil service was held a substantial one and Section 73 limits the employee's right to be continued on the payroll without limitation if triggered by the sound discretion of the appointing authority, even in the face of a contract provision to the contrary.

The Court, in another case decided the same day (Dolan vs Whalen) held that a hearing in connection with termination pursuant to Section 73 is required if there is "some factual dispute impacting upon the employer's right to discharge" the employee. Of course the police officer injured in the line of duty is entitled to unlimited sick leave under the General Municipal Law, Sections 207-c(1), which leave is at full salary until the disability ceases.

In this latter case, the employee cannot be required to use any leave credits available to him (Op. St. Comp. 79-356). The Comptrollers Opinion noted that "a municipality and its policemen may not agree through collective bargaining that a policeman injured in the performance of his duties apply accumulated sick leave or vacation credits to receive the full amount of his salary during the period of his disability.

LIMITATIONS ON SICK LEAVE


LIMITATIONS ON SICK LEAVE
Economico v Village of Pelham, 50 N.Y.2d 120

Notwithstanding a contract provision providing for "unlimited sick leave with pay" for police officers unable to work due to non-service related disabilities, the State Court of Appeals held that a police officer so disabled could be terminated pursuant to Section 73 of the Civil Service Law.

The Court distinguished this case where the Court held there was no prohibition against the establishment of a limited job security clause in a collective bargaining agreement. The State's interest in maintaining the efficiency and continuity of its civil service was held a substantial one and Section 73 limits the employee's right to be continued on the payroll without limitation if triggered by the sound discretion of the appointing authority, even in the face of a contract provision to the contrary.

The Court, in another case decided the same day (Dolan vs Whalen) held that a hearing in connection with termination pursuant to Section 73 is required if there is "some factual dispute impacting upon the employer's right to discharge" the employee. Of course the police officer injured in the line of duty is entitled to unlimited sick leave under the General Municipal Law, Sections 207-c(1), which leave is at full salary until the disability ceases.

In this latter case, the employee cannot be required to use any leave credits available to him (Op. St. Comp. 79-356). The Comptrollers Opinion noted that "a municipality and its policemen may not agree through collective bargaining that a policeman injured in the performance of his duties apply accumulated sick leave or vacation credits to receive the full amount of his salary during the period of his disability.

Determining an educator’s seniority for the purposes of layoff and reinstatement


Determining an educator’s seniority for the purposes of layoff and reinstatement
Appeal of Debra Gordon from action of the Board of Education of the PotsdamCentral School District, et al, Decisions of the Commissioner of Education, Decision No. 16,582

Due to budgetary constraints, the Board of Education of the Potsdam Central School District [Board] found it necessary to abolish a reading teacher position* effective July 1, 2011. By letter dated May 26, 2011, the superintendent notified Debra Gordon that her employment would be discontinued effective July 1, 2011 and that she would be placed on a preferred eligible list for reappointment to a position in the reading tenure area.

Gordon challenged the Board’s decision excessing her based on its determination that she was the least senior reading teacher.

Gordon, a certified reading teacher, was appointed by the Board to a reading teacher position effective September 1, 2007. Necessary party Paulette Whalen, a certified reading teacher and teacher of the deaf and hearing impaired, was appointed by the Board as a teacher in both tenure areas effective September 1, 2006.

In May 2011 when the position of reading teacher was abolished, Gordon and Whalenwere the two least senior reading teachers. Gordon, contending that she was improperly terminated because she had accrued more seniority in the reading tenure area than Whalen, appealed the Board’s determination to the Commissioner of Education.

Gordon argued that The Board improperly credited Whalen with working 40% or more of her time in the reading tenure area during the 2006-2007 and 2007-2008 school years when Whalen was actually working in the tenure area of teacher of the deaf and hearing impaired. Gordon asked the Commissioner to direct her reinstatement to her former position with back salary and benefits.**

The Board, on the other hand, contended that Whalen had greater seniority than did Gordon based on her spending “at least 40% of her time working in the tenure area of reading during the 2006-2007 and 2007-2008 school years” and, in any event, Gordon’s appeal was untimely.

Here the issue to be resolved concerned when the statute of limitations began to run. Gordon argued that the 30-day period began to run from the date that another person commences service in the position at issue. The Board on the other hand, claimed that the period should be calculated from, at the latest, the effective date of Gordon’s termination.

The Commissioner decided that in order to provide clarity, a clear articulation of the rule to be applied in such cases was warranted and explained:

a. In cases in which the teacher claims that his or her services have been discontinued in violation of Education Law §§2510(2) and 3013(2) because he or she is not the least senior teacher in the tenure area of the position, the 30-day time period for commencing an appeal under Education Law §310 begins on the effective date of the abolition of the position; and

b. Where the wrong alleged by the petitioning teacher is not that he or she should have been retained and another teacher having less seniority should have been excessed but rather that the appointment of another teacher from the preferred list was in violation of law, i.e., the reinstated teacher had less seniority than the petitioning teacher, such a claim would be timely if commenced within 30 days of the date on which the other teacher commenced service in a position to which the petitioner alleges he or she is entitled.***

However, as explained below, this was a distinction without a difference insofar as Gordon was concerned as the Commissioner determined that [a] Gordon was the less senior teacher insofar as her being laid off from her position rather than Whalen and [b] Gordon was the less senior teacher had she and Whalen both been laid off and Whalen appointed to an appropriate vacancy from the preferred list rather than she.

Addressing the merits of Gordon’s appeal, the Commissioner observed that Education Law §§2510(2) and 3013(2) provide that when a board of education abolishes a position, “the services of the teacher having the least seniority in the system within the tenure of the position abolished shall be discontinued.” 8 NYCRR 30-1.1(f) of the Rules of the Board of Regents defines seniority as follows: Seniority means length of service in a designated tenure area, rather than length of service in the district; such service need not have been consecutive but shall during each term for which seniority credit is sought, have constituted a substantial portion of the time of the professional educator.

As used in Part 30 of the Rules of the Board of Regents, the term “substantial portion” means 40% or more of the total time spent by a professional educator in the performance of his or her duties, exclusive of time spent in preparation, monitoring or in co-curricular activities (8 NYCRR §30.1[g]).

Thus, the principal issue in this appeal was whether or not Whalen spent 40% or more of her time performing duties in the reading tenure area during the 2006-2007 and 2007 - 2008 school years and Gordon had [1] the burden of demonstrating a clear legal right to the relief requested and [2] the burden of establishing the facts upon which she sought relief.

After considering the evidence presented by the parties in support of their respective positions, the Commissioner said as pertains to the 2006-2007 school year, he disagreed with The Board’s conclusion that Whalen’s time was spent primarily in the tenure area of reading, finding that for the 2006-2007 school year only 10% of Whalen’s time should have been credited to the reading tenure area.

As to the 2007-2008 school year, the Commissioner said that he although he did not agree with the Board’s finding that Whalen spent 100% of her time during the 2007-2008 school year in the reading tenure area, he did find that she spent at least 55% of her time in the reading tenure area and therefore gained a year of seniority for the 2007-2008 school year in the reading tenure area.

In view of the Commissioner’s determination that Whalen did not spend at least 40% of her time in the reading tenure area for the 2006-2007 school year, but did so for the 2007-2008 school year, the Commissioner ruled that Gordon and Whalen both had the same number of years of seniority in the reading tenure area.

Citing Matter of Schoenfeld, 98 AD2d 723, the Commissioner concluded that when full-time service is equal, the teachers’ respective appointment dates are to be used for determining seniority as the “tie-breaker.” The Commissioner further noted that in Appeal of Kulick, 34 Ed Dept Rep 613, Commissioner’s Decision No. 13,428, it was held that “In determining the order of seniority of teachers within a district ‘... it is clear that the teacher whose appointment occurred first had a longer seniority ... than the teacher who was appointed upon a later resolution.’”

Whalen’s appointment date was effective September 1, 2006, while Gordon’s was September 1, 2007. Thus, concluded the Commissioner, as of July 1, 2011, the date the Board eliminated a reading teacher position, Gordon was the reading teacher with the least seniority.

The bottom line: Although the Commissioner found that The Board’s determination regarding the time spent by Whalen in the reading tenure area improper in part, she, in fact, was deemed to have greater seniority than Gordon.

The Commissioner then directed The Board to recalculate Whalen’s seniority rights in the reading and teacher of the deaf and hearing impaired tenure areas in accordance with his decision.

* The Commissioner noted that although both Gordon and The Board refer to the position at issue as that of a “reading teacher,” in accordance with §30-1.8 of the Rules of the Board of Regents this special subject tenure area is properly entitled “remedial reading.”

** In the event an employee is improperly laid off from his or her position the employer is required to reinstate the individual to his or her former position with back salary and benefits.

*** Finding that there was conflict in the past Commissioner’s decisions addressing these issues, the Commissioner concluded that “a teacher could not know with certainty whenthey must commence an appeal challenging the abolition of a position.” Under the circumstance, the Commissioner said that he would “excuse a delay in commencing an appeal more than 30 days after the effective date of the abolition of a position” and would excuse the delay in Gordon’s filing of her appeal “and any other similar appeal challenging an abolition of a position pursuant to Education Law §§2510 or 3013 that is pending before me on the date of this decision.”


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The Layoff, Preferred List and Reinstatement Manual - a 645 page e-book reviewing the relevant laws, rules and regulations, and selected court and administrative decisions is available from the Public Employment Law Press. Click On http://nylayoff.blogspot.com/ for additional information about this electronic reference manual.
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Jan 5, 2014

Selected reports and information published by New York State's Comptroller Thomas P. DiNapoli during the week ending January 4, 2014


Selected reports and information published by New York State's Comptroller Thomas P. DiNapoli during the week ending January 4, 2014
Click on text highlighted in color  to access the full report

State Comptroller DiNapoli Releases Year–End Accomplishments

The New York State Common Retirement Fund reached an all–time high of $160.7 billion in 2013, State Comptroller Thomas P. DiNapoli noted in a release dated January 3, 2014 summarizing his office’s major accomplishments in 2013. Other notable highlights include several convictions from the fight against public corruption, statewide efforts to deal with local fiscal stress, returning $412 million in lost money to New Yorkers through the Unclaimed Funds program, and his continued push for campaign finance reform.


DiNapoli Appoints Tina Kim Deputy for State Government Accountability

State Comptroller Thomas P. DiNapoli announced Tuesday that he has appointed Tina Kim as deputy comptroller for state government accountability. Most recently, Kim served as deputy comptroller for audit for the New York City Comptroller’s office. She will begin her new position in early January.


DiNapoli Audit Finds Amsterdam’s Finances Hampered by Poor Recordkeeping

Officials in the City of Amsterdam are unable to properly assess and monitor the city’s financial condition due to inadequate, inaccurate and incomplete accounting records, according to an auditreleased January 3, 2014 by State Comptroller Thomas P. DiNapoli.

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Jan 3, 2014

Appointment and removal of town court clerks


Appointment and removal of town court clerks
Reno v Van Voris, 170 Misc.2d 187, 230 A.D.2d 296

Section 20.1(a) of the NYS Town Law provides that the clerk of a town court "shall be employed and discharged from employment only upon the advice and consent of the town justice or justices." The Reno decision indicates that this 1990 amendment to the Town Law [Chapter 252, Laws of 1990] is to be strictly applied.

Roberta Reno was appointed as town court clerk by Town Justice Charles Assini, Jr., in 1988 and "was solely under his supervision."

In March 1996 Town of East Greenbush Town Justice Catherine Cholakis, the other of the Town's two sitting Town Justices, wrote the Town Supervisor requesting that Reno be terminated because of her alleged failure to correct deficiencies noted in an audit by the State Comptroller. This resulted in the Town Board's voting to suspend Reno without pay "until further notice" the following June.

Reno successfully challenged this action by the Board, winning a court order directing her reinstatement with back salary and benefits.

The Appellate Division affirmed, agreeing with the lower Court that Reno's unconditional and indefinite suspension without pay constituted a "discharge" within the meaning of Section 20.1(a).

The Appellate Division said that the legislative intent in amending Section 20.1(a) was to "blend the actions of the Town Board with the wishes of the Town Justice to whom the Court Clerk reports and to provide Town Justices with control over the selection and removal of their Court Clerks." As Reno was solely responsible to Justice Assini at the time of her suspension, the Court said that Assini's consent was required before the Town Board could be authorized to discharge her.
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State Comptroller is required to correct any errors affecting a retiree's benefits upon the discovery of the error


State Comptroller is required to correct any errors affecting a retiree's benefits upon the discovery of the error
2013 NY Slip Op 07238, Appellate Division, Third Department

A police officer [Officer] submitted an application for disability retirement benefits. While his application was pending, Officer’s employer filed disciplinary charges against him and, on November 19, 2007, he was terminated by the employer.

Officer’s application for disability retirement benefits was approved on August 12, 2008 and his effective retirement date was set as November 17, 2007, the date of Officer's last day on the employer’s payroll as reported by the employer.

However, after receiving additional information from the employer indicating that Officer had, in fact, remained on the employer’s payroll through November 19, 2007, the Retirement System adjusted Officer’s retirement date to November 20, 2007. 

Following an unsuccessful administrative appeal seeking to reinstate November 17, 2007 as the effective date of his retirement for disability, Officer filed an Article 78 petition seeking a court order vacating the Comptroller’s determination.

The Appellate Division affirmed the administrative determination noting that Comptroller “is vested with the exclusive authority to determine applications for retirement benefits and such determination, if supported by substantial evidence, must be upheld.”  Citing 2 NYCRR 309.6, the court said that the effective date of a member's disability retirement is either [1] "on the date of filing of such disability retirement application" or [2] "on the day after the last date on which the member receives salary, whichever is later."

As the Comptroller is required to correct any changes or errors affecting a retiree's benefits upon discovery thereof, notwithstanding Officer's claim that his effective retirement date was changed as a result of actions taken by the employer in retaliation for a civil rights claim that he had asserted against it, the Appellate Division held that the Comptroller is entitled to rely upon the payroll information provided by the employer.

As the record reflected Officer's termination date from the payroll as November 19, 2007, the Comptroller’s determination was held to be supported by substantial evidence and Appellate Division said that it found no basis to disturb it.

The decision is posted on the Internet at:
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Jan 2, 2014

Providing the names and home addresses of employees of a private contractor to an employee organization to be determined by applying a “balancing test” to avoid an "unwarranted invasion" of privacy


Providing the names and home addresses of employees of a private contractor to an employee organization to be determined by applying a “balancing test” to avoid an "unwarranted invasion" of privacy
Massaro v New York State Thruway Auth., 2013 NY Slip Op 07234, Appellate Division, Third Department*

A union official submitted a Freedom of Information Law [FOIL] request to the New York Thruway Authority in an effort to “ensure that nonunion contractors comply with the prevailing wage law” (see Labor Law §220). Among other things, the official asked the Thruway to provide certified payroll records of a private nonunion contractor relating to work it performed on a public works project and the names and home address of the employees performing the work employed by the nonunion contractor.

The Thruway granted the official's request in part, providing employee titles and corresponding wage rates that were paid, redacting the employees' names, home addresses and Social Security numbers. The Thruway contended that providing the names and related information of the employees would constitute an unwarranted invasion of personal privacy within the meaning of FOIL.

After an unsuccessful administrative appeal, the official filed an Article 78 petition in Supreme Court seeking a court order directing the Thruway to provide him with the private employer’s employees' names and home addresses. Supreme Court dismissed the petition and official appealed that court’s ruling.

The Appellate Division, pointing out that the personal privacy exemption set out in Public Officers Law §87 [2] [b]) provides “a nonexhaustive list of categories of information that falls within the exemption.”

Where, however, none of the categories of exemption specifically cover the information demanded, the court said that the issue of whether there is an "unwarranted invasion" of privacy is decided "by balancing the privacy interests at stake against the public interest in disclosure of the information."

As to the balancing analysis, the Appellate Division said that “An unwarranted invasion of personal privacy has been characterized as that which ‘would be offensive and objectionable to a reasonable [person] of ordinary sensibilities.'  Here the official wishes to obtain the names and home addresses so that it can contact employees of the nonunion contractor to find out if they were paid as reported by their employer.”

In the words of the Appellate Division, “The scenario of nonunion employees of a nongovernment employer being contacted at their homes by someone from a union who knows their names, their home addresses, the amount of money they reportedly earn, and who wants to talk about that income would be, to most reasonable people, offensive and objectionable.” This, the court characterized as “a significant privacy interest.” Citing United States Dept. of Defense v Federal Labor Relations Auth., 510 US 487.

Rejecting the union official’s argument that the release of this information to his union is in the public interest since the union is attempting to ensure that the contractor paid appropriate wages and that the union is gathering necessary data should an underpaid employee desire its representation under Labor Law § 220-g, the Appellate Division said that the redacted payroll records that the Thruway provided – indicating employee titles and corresponding wage rates — provide “sufficient information (absent fraudulent record creation by a contractor) to confirm whether the contractor complied with wage requirements.”

Further, explained the court, in the event fraudulent or any other noncompliant conduct is suspected, an investigation may be initiated upon request to the appropriate government official as Labor Law §220 (7) provides that a governmental fiscal officer "shall on a verified complaint in writing of any person interested or of [a union] [or] may on his [or her] own initiative cause a compliance investigation to be made to determine whether the contractor . . . has paid the prevailing rate of wages."

The Appellate Division’s conclusion” “Notwithstanding the FOIL presumption of access to information gathered by the government and the important policy of ensuring payment of prevailing wages, the significant personal privacy interests implicated here prevail, particularly since the information already provided to petitioner should be sufficient to ensure compliance; in any event, other avenues are available to ensure compliance without invading the privacy of the employees of the nonunion contractor by disclosing their names and home addresses.”

* See also Stevens v New York State Thruway Authority, 2013 NY Slip Op 07235, Appellate Division, Third Department, a case involving essentially the same issues, posted on the Internet at: http://www.nycourts.gov/reporter/3dseries/2013/2013_07235.htm

The Massaro decision is posted on the Internet at:
http://www.nycourts.gov/reporter/3dseries/2013/2013_07234.htm
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NYPPL Publisher Harvey Randall served as Principal Attorney, New York State Department of Civil Service; Director of Personnel, SUNY Central Administration; Director of Research, Governor’s Office of Employee Relations; and Staff Judge Advocate General, New York Guard. Consistent with the Declaration of Principles jointly adopted by a Committee of the American Bar Association and a Committee of Publishers and Associations, the material posted to this blog is presented with the understanding that neither the publisher nor NYPPL and, or, its staff and contributors are providing legal advice to the reader and in the event legal or other expert assistance is needed, the reader is urged to seek such advice from a knowledgeable professional.

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