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November 26, 2024

New York State's Commissioner of Education dismissed a petitioner's application seeking to have a superintendent of schools removed from his position for alleged misconduct

In this appeal to the Commissioner of Education the Commissioner held that the Petitioner had not demonstrated that the Superintendent of the School District [Respondent] had "willfully violate the Education Law or neglected his duties as a school officer" and dismissed Petitioner's application.

Concluding that the record reflected that Respondent investigated the incident alleged by Petitioner and concluded that there was nothing to support a finding of child abuse, which finding the Commissioner's decision notes was "a determination with which Petitioner agrees", dismissed Petitioner's application seeking to have the Commissioner remove the Respondent from his position.

The Commissioner's decision is set out below: 

Decisions of the Commissioner of Education

Application of JOHN DOE for the removal of Dan Wilson as superintendent of the Catskill Central School District.

Decision No. 18,521

(November 12, 2024) 

Ferrara Fiorenza PC, attorneys for respondent, Cameron B. Daniels, Esq., of counsel 

ROSA., Commissioner.--Petitioner seeks the removal of Dan Wilson as superintendent (“respondent”) of the Catskill Central School District pursuant to Education Law § 306.  The application must be denied. 

Petitioner is the parent of a child who attends respondent’s high school (the “student”).  On or about February 15, 2024, the student participated in a rehearsal for the school musical “Cinderella.”

According to petitioner, a school district employee offered tape to the students in a joking manner, and the student proceeded to place a piece of tape on her own mouth.  By contrast, respondent indicates that he “received a report that a school staff member had placed tape over [the] student’s mouth.”  Upon receipt thereof, respondent informed law enforcement and initiated an internal investigation.  As part of its investigation, the district’s director of human resources interviewed several students, including petitioner’s child.  According to an affidavit submitted by the human resources director, petitioner’s child twice reported that the school employee had placed tape on her mouth.  

Following this investigation, respondent determined that the incident did not involve child abuse as defined by Article 23-B of the Education Law.  This application ensued. 

Petitioner argues that he and his spouse should have been contacted prior to the student’s interview and that respondent’s “concern in this situation was not for [his] child as an alleged victim, but rather to seek punishment for two staff members.”  Petitioner seeks respondent’s removal based on his alleged mishandling of the tape incident. 

Respondent contends that the application must be denied for, among other procedural deficiencies, failure to include the required notice.  Respondent also seeks certification that he acted in good faith in accordance with Education Law § 3811. 

The application must be denied for insufficient notice.  Section 277.1 (b) of the Commissioner’s regulations dictates the specific notice required for removal applications pursuant to Education Law § 306, which is distinct from the notice required under section 275.11 (a) for appeals pursuant to Education Law § 310.  The notice of petition secures jurisdiction over the intended respondent and alerts the respondent that he or she must appear in the removal proceeding and answer the allegations contained in the application (Application of Johnson, et al., 56 Ed Dept Rep, Decision No. 17,055; Appeal of Hertel, 49 id. 267, Decision No. 16,021; Application of Barton, 48 id. 189, Decision No. 15,832).  Thus, a removal application that does not include the specific notice required by 8 NYCRR 277.1 (b) is fatally defective and must be denied (Application of Johnson, et al., 56 Ed Dept Rep, Decision No. 17,055; Appeal of White and Carmand, 56 id., Decision No. 16,994; Appeal of Kelly, 45 id. 38, Decision No. 15,253).  Petitioner’s application lacks the required notice and, thus, must be denied (Appeal of Melton, 63 Ed Dept Rep, Decision No. 18,359; Appeal of M.B., 56 id., Decision No. 17,044).[1] 

Even if the application contained the required notice, it would be denied on the merits.  The Commissioner of Education may remove a school officer or member of a board of education from office when it is proven to the satisfaction of the Commissioner that the officer or board member has engaged in a willful violation or neglect of duty under the Education Law or has willfully disobeyed a decision, order, rule, or regulation of the Board of Regents or the Commissioner (Education Law § 306 [1]; see Application of Kolbmann, 48 Ed Dept Rep 370, Decision No. 15,888; Application of Schenk, 47 id. 375, Decision No. 15,729). 

Here, petitioner has not demonstrated that respondent willfully violated the Education Law or neglected his duties as a school officer.  The record reflects that respondent reasonably investigated an allegation that a staff member placed tape over a student’s mouth.  Moreover, respondent reasonably concluded that the incident did not constitute child abuse—a conclusion with which petitioner agrees.[2] 

Petitioner argues that he and his spouse should have been contacted prior to the student’s interview and that respondent’s “concern in this situation was not for [his] child as an alleged victim, but rather to seek punishment for two staff members.”* Petitioner seeks respondent’s removal based on his alleged mishandling of the tape incident.

[* N.BSee Decisions of the Commissioner of Education, Decision 18,522, set out below this decision.]

Finally, respondent requests a certificate of good faith pursuant to Education Law § 3811 (1).  Such certification is solely for the purpose of authorizing a board of education to indemnify a respondent for costs incurred in defending against a proceeding arising out of the exercise of the respondent’s powers or the performance of the respondent’s duties as a board member or other official listed in section 3811 (1).  The Commissioner will issue such certification unless the record establishes that the requesting respondent acted in bad faith (Application of McCray, 57 Ed Dept Rep, Decision No. 17,240; Application of Valentin, 56 id., Decision No. 17,014; Application of Paladino, 53 id., Decision No. 16,594).  Since the application has been dismissed on procedural grounds without any findings on the merits, I hereby certify that respondent is entitled to the requested certification (e.g., Application of Karimi, 63 Ed Dept Rep, Decision No. 18,345; Appeal and Application of Petrocelli, 62 id., Decision No. 18,223).

In light of this determination, I need not address the parties’ remaining contentions. 

THE APPLICATION IS DENIED. 


[1] While petitioner correctly notes that an appeal “shall not be dismissed for failure to include the language” contained in 8 NYCRR 275.11 (a), that section is inapplicable to applications for removal, which are governed by Part 277 of the Commissioner’s regulations. 

[2] Specifically, petitioner indicates:  “I am not suggesting in any way that my daughter was actually harmed.” 

END OF FILE 

Decisions of the Commissioner of Education

Appeal of MARCUS McGREGOR from action of the Board of Education of the Catskill Central School District regarding a personnel matter and application for the removal of Dan Wilson as superintendent and Jeremy Engelin and Ryan Osswald, as members of the Board of Education of the Catskill Central School District.

Decision No. 18,522

(November 12, 2024)

Ferrara Fiorenza PC, attorneys for respondent, Cameron B. Daniels, Esq., of counsel

ROSA., Commissioner.--Petitioner appeals his termination by the Board of Education of the Catskill Central School District (“respondent”) and seeks the removal of Dan Wilson as superintendent, and Jeremy Engelin and Ryan Osswald, as members of the board (“individual respondents”) (collectively, “respondents”).[1]  The appeal must be dismissed, and the application must be denied.

This appeal stems from the same factual background as Appeal of John Doe, 64 Ed Dept Rep, Decision No. 18,521, issued herewith.  Petitioner was employed by respondent as an independent contractor to assist in a musical production.  On March 15, 2024, respondent terminated petitioner’s contract for allegedly disclosing confidential information. This appeal and application ensued.

Petitioner[2] argues that the district improperly handled an investigation and seeks the removal of the superintendent and two board members for their alleged misconduct in connection therewith.  Petitioner also seeks reinstatement to his contractor position, arguing that he did not receive training on how to ensure the confidentiality of student information.

Respondents argue that the appeal must be dismissed for lack of standing, as untimely, and for improper service.  On the merits, they assert that petitioner has not established any willful violation of law or neglect of duty that would warrant removal of the individual respondents.  Respondents further argue that they acted within their authority and followed appropriate procedures in investigating an incident involving alleged harm to a student.  Finally, respondents maintain that petitioner was permissibly terminated for violating its confidentiality policy.

First, I must address a procedural issue.  The purpose of a reply is to respond to new material or affirmative defenses set forth in an answer (8 NYCRR 275.3, 275.14).  A reply is not meant to buttress allegations in the petition or belatedly add assertions that should have been raised in the petition (Appeal of Nappi, 57 Ed Dept Rep, Decision No. 17,300; Appeal of Caswell, 48 id. 472, Decision No. 15,920; Appeal of Hinson, 48 id. 437, Decision No. 15,908).  Therefore, while I have reviewed the reply, I have not considered those portions containing new allegations or exhibits that are not responsive to new material or affirmative defenses set forth in the answer.

Petitioner’s application for removal must be denied for lack of the required notice.  Section 277.1 (b) of the Commissioner’s regulations dictates the specific notice required for removal applications pursuant to Education Law § 306, which is distinct from the notice required under section 275.11 (a) for appeals pursuant to Education Law § 310.  The notice of petition secures jurisdiction over the intended respondent and alerts the respondent that he or she must appear in the removal proceeding and answer the allegations contained in the application (Application of Johnson, et al., 56 Ed Dept Rep, Decision No. 17,055; Appeal of Hertel, 49 id. 267, Decision No. 16,021; Application of Barton, 48 id. 189, Decision No. 15,832).  Thus, a removal application that does not include the specific notice required by 8 NYCRR 277.1 (b) is fatally defective and must be denied (Application of Johnson, et al., 56 Ed Dept Rep, Decision No. 17,055; Appeal of White and Carmand, 56 id., Decision No. 16,994; Appeal of Kelly, 45 id. 38, Decision No. 15,253).  Petitioner’s application lacks the required notice and, thus, must be denied (Appeal of Melton, 63 Ed Dept Rep, Decision No. 18,359; Appeal of M.B., 56 id., Decision No. 17,044).

The remaining relief sought by petitioner, reinstatement to his contractual position, is untimely.  An appeal to the Commissioner must be commenced within 30 days from the decision or act complained of, unless any delay is excused by the Commissioner for good cause shown (8 NYCRR 275.16; Appeal of Saxena, 57 Ed Dept Rep, Decision No. 17,239; Appeal of Lippolt, 48 id. 457, Decision No. 15,914).  Petitioner did not commence the instant action until over 30 days past his termination and he offers no excuse for the delay.  Accordingly, the appeal must be dismissed as untimely (Appeal of Zwanka, 56 Ed Dept Rep, Decision No. 17,051; Appeal of M.B., 56 id., Decision No. 17,044).[3]

Finally, respondents request certification of good faith pursuant to Education Law § 3811 (1).  Such certification is solely for the purpose of authorizing a board of education to indemnify a respondent for costs incurred in defending against a proceeding arising out of the exercise of the respondent’s powers or the performance of the respondent’s duties as a board member or other official listed in section 3811 (1).  The Commissioner will issue such certification unless the record establishes that the requesting respondent acted in bad faith (Application of McCray, 57 Ed Dept Rep, Decision No. 17,240; Application of Valentin, 56 id., Decision No. 17,014; Application of Paladino, 53 id., Decision No. 16,594).  Since the appeal has been dismissed on procedural grounds without any findings on the merits, I hereby certify that the individual respondents are entitled to the requested certification (e.g., Application of Karimi, 63 Ed Dept Rep, Decision No. 18,345; Appeal and Application of Petrocelli, 62 id., Decision No. 18,223).

In light of this determination, I need not address petitioner’s remaining contentions.

THE APPEAL IS DISMISSED.

THE APPLICATION IS DENIED.

[1] Petitioner also seeks the removal of respondent’s human resources director.  However, a human resources director is not a school officer subject to removal pursuant to Education Law § 306.

[2] To the extent that petitioner seeks relief on behalf of others, he lacks standing to do so and has not met the criteria to bring a class appeal (8 NYCRR 275.2).

[3] Since, petitioner was employed on a contractual, non-instructional basis, any right to reinstatement would arise from the terms of his contract.  Petitioner has not submitted a copy of this contract or identified any relevant provisions therein (see Appeal of Brosseau, 39 Ed Dept Rep 132, Decision No. 14,193).

END OF FILE

 


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